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CUSHING ROYALTY & INC FD
CUSHING ROYALTY & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 23 Institutional holders with a total value of $3,472,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE ASSET MANAGEMENT LLC 121,282 522,000 15.03%
2 STIFEL FINANCIAL CORP 116,747 503,000 14.49%
3 GUGGENHEIM CAPITAL LLC 111,626 481,000 13.85%
4 BANK OF AMERICA CORP /DE/ 70,625 304,000 8.76%
5 MORGAN STANLEY 53,639 232,000 6.68%
6 PANAGORA ASSET MANAGEMENT INC 46,600 201,000 5.79%
7 Private Advisor Group, LLC 41,700 180,000 5.18%
8 Cambridge Investment Research Advisors, Inc. 39,718 171,000 4.93%
9 OPPENHEIMER & CO INC 39,266 169,000 4.87%
10 TFS CAPITAL LLC 30,965 133,000 3.83%
11 Virtu KCG Holdings LLC 27,413 118,000 3.40%
12 LPL Financial LLC 26,172 110,000 3.17%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 16,381 71,000 2.04%
14 UBS Group AG 14,997 64,000 1.84%
15 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 12,432 54,000 1.56%
16 ROYAL BANK OF CANADA 11,456 49,000 1.41%
17 Sandy Spring Bank 10,782 46,000 1.32%
18 US BANCORP \DE\ 6,200 27,000 0.78%
19 Pinnacle Summer Investments, Inc. 3,795 16,000 0.46%
20 THOMPSON DAVIS & CO., INC. 2,000 9,000 0.26%
21 WELLS FARGO & COMPANY/MN 1,500 6,000 0.17%
22 B. Riley Wealth Management, Inc. 1,426 6,000 0.17%
23 Tower Research Capital LLC (TRC) 91 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.