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CUSHING ROYALTY & INC FD
CUSHING ROYALTY & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 23 Institutional holders with a total value of $16,336,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 193,923 3,925,000 24.03%
2 GUGGENHEIM CAPITAL LLC 161,702 3,272,000 20.03%
3 MORGAN STANLEY 99,416 2,012,000 12.32%
4 ACG Wealth 75,000 1,518,000 9.29%
5 ROYAL BANK OF CANADA 59,662 1,208,000 7.39%
6 STIFEL FINANCIAL CORP 47,395 959,000 5.87%
7 LPL Financial LLC 40,533 820,000 5.02%
8 WHALEROCK POINT PARTNERS, LLC 29,000 586,000 3.59%
9 OPPENHEIMER & CO INC 26,019 527,000 3.23%
10 Cambridge Investment Research Advisors, Inc. 19,699 399,000 2.44%
11 First Allied Advisory Services, Inc. 16,350 329,000 2.01%
12 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 10,911 221,000 1.35%
13 NEXT Financial Group, Inc 8,546 173,000 1.06%
14 WELLS FARGO & COMPANY/MN 4,051 82,000 0.50%
15 B. Riley Wealth Management, Inc. 3,598 72,000 0.44%
16 Pinnacle Summer Investments, Inc. 3,473 69,000 0.42%
17 THOMPSON DAVIS & CO., INC. 2,650 54,000 0.33%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,876 38,000 0.23%
19 UBS AG 1,000 20,000 0.12%
20 Exchange Capital Management, Inc. 1,000 20,000 0.12%
21 Tower Research Capital LLC (TRC) 900 18,000 0.11%
22 Evercore Wealth Management, LLC 700 14,000 0.09%
23 ENVESTNET ASSET MANAGEMENT INC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.