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CUSHING ROYALTY & INC FD
CUSHING ROYALTY & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $3,589,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STIFEL FINANCIAL CORP 125,713 664,000 18.50%
2 GUGGENHEIM CAPITAL LLC 122,821 649,000 18.08%
3 WOLVERINE ASSET MANAGEMENT LLC 72,004 380,000 10.59%
4 ROYAL BANK OF CANADA 49,592 262,000 7.30%
5 Cambridge Investment Research Advisors, Inc. 46,313 245,000 6.83%
6 OPPENHEIMER & CO INC 46,074 243,000 6.77%
7 MORGAN STANLEY 45,160 238,000 6.63%
8 TFS CAPITAL LLC 43,909 232,000 6.46%
9 Private Advisor Group, LLC 36,350 192,000 5.35%
10 BANK OF AMERICA CORP /DE/ 30,785 163,000 4.54%
11 LPL Financial LLC 20,732 109,000 3.04%
12 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 12,167 64,000 1.78%
13 Virtu KCG Holdings LLC 11,646 61,000 1.70%
14 US BANCORP \DE\ 6,200 33,000 0.92%
15 Pinnacle Summer Investments, Inc. 3,751 20,000 0.56%
16 THOMPSON DAVIS & CO., INC. 2,000 11,000 0.31%
17 UBS Group AG 1,555 8,000 0.22%
18 B. Riley Wealth Management, Inc. 1,394 7,000 0.20%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 526 3,000 0.08%
20 WELLS FARGO & COMPANY/MN 500 3,000 0.08%
21 PNC FINANCIAL SERVICES GROUP, INC. 300 2,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.