| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINGDON CAPITAL MANAGEMENT, L.L.C. | 685,000 | 6,782,000 | 32.93% | ||
| 2 | Broadfin Capital, LLC | 459,800 | 4,635,000 | 22.51% | ||
| 3 | GREAT POINT PARTNERS LLC | 250,000 | 2,520,000 | 12.24% | ||
| 4 | Pine River Capital Management L.P. | 205,962 | 2,076,000 | 10.08% | ||
| 5 | Timpani Capital Management LLC | 150,000 | 1,512,000 | 7.34% | ||
| 6 | SPHERA FUNDS MANAGEMENT LTD. | 125,000 | 1,255,000 | 6.09% | ||
| 7 | HIGHLAND CAPITAL MANAGEMENT LP | 106,036 | 1,065,000 | 5.17% | ||
| 8 | MORGAN STANLEY | 31,913 | 322,000 | 1.56% | ||
| 9 | MILLENNIUM MANAGEMENT LLC | 25,000 | 252,000 | 1.22% | ||
| 10 | PEAK6 Group LLC | 14,700 | 148,000 | 0.72% | ||
| 11 | Tower Research Capital LLC (TRC) | 2,365 | 24,000 | 0.12% | ||
| 12 | WELLS FARGO & COMPANY/MN | 300 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.