| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINGDON CAPITAL MANAGEMENT, L.L.C. | 712,300 | 9,716,000 | 45.04% | ||
| 2 | Broadfin Capital, LLC | 475,000 | 6,479,000 | 30.03% | ||
| 3 | Timpani Capital Management LLC | 171,638 | 2,341,000 | 10.85% | ||
| 4 | VANGUARD GROUP INC | 52,060 | 710,000 | 3.29% | ||
| 5 | ARDSLEY ADVISORY PARTNERS LP | 40,000 | 546,000 | 2.53% | ||
| 6 | OPPENHEIMER & CO INC | 31,436 | 429,000 | 1.99% | ||
| 7 | PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | 27,398 | 374,000 | 1.73% | ||
| 8 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 24,600 | 336,000 | 1.56% | ||
| 9 | Spark Investment Management LLC | 18,800 | 253,000 | 1.17% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 10,901 | 148,000 | 0.69% | ||
| 11 | NEW YORK STATE COMMON RETIREMENT FUND | 5,700 | 78,000 | 0.36% | ||
| 12 | MORGAN STANLEY | 3,678 | 50,000 | 0.23% | ||
| 13 | PRELUDE CAPITAL MANAGEMENT, LLC | 3,237 | 44,000 | 0.20% | ||
| 14 | ALLIANCEBERNSTEIN L.P. | 2,000 | 27,000 | 0.13% | ||
| 15 | UBS Group AG | 1,544 | 21,000 | 0.10% | ||
| 16 | BlackRock Investment Management, LLC | 544 | 7,000 | 0.03% | ||
| 17 | WELLS FARGO & COMPANY/MN | 500 | 7,000 | 0.03% | ||
| 18 | DEUTSCHE BANK AG\ | 398 | 4,000 | 0.02% | ||
| 19 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
