| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINGDON CAPITAL MANAGEMENT, L.L.C. | 710,000 | 6,816,000 | 39.98% | ||
| 2 | Broadfin Capital, LLC | 475,000 | 4,608,000 | 27.03% | ||
| 3 | Pine River Capital Management L.P. | 205,962 | 1,998,000 | 11.72% | ||
| 4 | Timpani Capital Management LLC | 135,740 | 1,317,000 | 7.73% | ||
| 5 | GREAT POINT PARTNERS LLC | 124,125 | 1,204,000 | 7.06% | ||
| 6 | SPHERA FUNDS MANAGEMENT LTD. | 94,400 | 916,000 | 5.37% | ||
| 7 | OPPENHEIMER & CO INC | 13,583 | 132,000 | 0.77% | ||
| 8 | Tower Research Capital LLC (TRC) | 1,799 | 17,000 | 0.10% | ||
| 9 | DEUTSCHE BANK AG\ | 1,579 | 15,000 | 0.09% | ||
| 10 | Ground Swell Capital, LLC | 606 | 6,000 | 0.04% | ||
| 11 | UBS AG | 500 | 5,000 | 0.03% | ||
| 12 | WELLS FARGO & COMPANY/MN | 500 | 5,000 | 0.03% | ||
| 13 | BlackRock Investment Management, LLC | 544 | 5,000 | 0.03% | ||
| 14 | MORGAN STANLEY | 250 | 2,000 | 0.01% | ||
| 15 | Financial Architects, Inc | 150 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
