| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINGDON CAPITAL MANAGEMENT, L.L.C. | 710,000 | 6,972,000 | 44.16% | ||
| 2 | Broadfin Capital, LLC | 475,000 | 4,726,000 | 29.93% | ||
| 3 | Pine River Capital Management L.P. | 205,962 | 2,049,000 | 12.98% | ||
| 4 | Timpani Capital Management LLC | 142,724 | 1,420,000 | 8.99% | ||
| 5 | VANGUARD GROUP INC | 28,581 | 284,000 | 1.80% | ||
| 6 | OPPENHEIMER & CO INC | 20,500 | 204,000 | 1.29% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 10,901 | 108,000 | 0.68% | ||
| 8 | MORGAN STANLEY | 600 | 6,000 | 0.04% | ||
| 9 | UBS AG | 500 | 5,000 | 0.03% | ||
| 10 | WELLS FARGO & COMPANY/MN | 500 | 5,000 | 0.03% | ||
| 11 | BlackRock Investment Management, LLC | 544 | 5,000 | 0.03% | ||
| 12 | Tower Research Capital LLC (TRC) | 200 | 2,000 | 0.01% | ||
| 13 | CITIGROUP INC | 200 | 2,000 | 0.01% | ||
| 14 | Financial Architects, Inc | 150 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
