| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 139,940 | 3,188,000 | 23.65% | ||
| 2 | BESSEMER GROUP INC | 82,621 | 1,882,000 | 13.96% | ||
| 3 | Invesco Ltd. | 76,727 | 1,748,000 | 12.97% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 56,162 | 1,279,000 | 9.49% | ||
| 5 | Sigma Planning Corp | 40,645 | 926,000 | 6.87% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 35,998 | 820,000 | 6.08% | ||
| 7 | LPL Financial LLC | 32,862 | 757,000 | 5.62% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 32,497 | 740,000 | 5.49% | ||
| 9 | BB&T SECURITIES, LLC | 26,885 | 612,000 | 4.54% | ||
| 10 | HighTower Advisors, LLC | 20,770 | 474,000 | 3.52% | ||
| 11 | CETERA INVESTMENT ADVISERS | 19,312 | 440,000 | 3.26% | ||
| 12 | ROYAL BANK OF CANADA | 16,284 | 371,000 | 2.75% | ||
| 13 | MORGAN STANLEY | 5,575 | 127,000 | 0.94% | ||
| 14 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,000 | 46,000 | 0.34% | ||
| 15 | Estabrook Capital Management | 1,050 | 23,919 | 0.18% | ||
| 16 | WELLS FARGO & COMPANY/MN | 738 | 17,000 | 0.13% | ||
| 17 | RPG FAMILY WEALTH ADVISORY, LLC | 644 | 14,670 | 0.11% | ||
| 18 | US BANCORP \DE\ | 388 | 9,000 | 0.07% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 250 | 6,000 | 0.04% | ||
| 20 | BARCLAYS PLC | 63 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
