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ALEXZA PHARMACEUTICALS INC COM NEW
ALEXZA PHARMACEUTICALS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 25 Institutional holders with a total value of $6,234,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LANSDOWNE PARTNERS AUSTRIA GMBH 1,693,833 2,084,000 33.43%
2 MORGAN STANLEY 968,918 1,192,000 19.12%
3 CREDIT SUISSE AG/ 783,342 964,000 15.46%
4 VANGUARD GROUP INC 672,611 854,000 13.70%
5 GOLDMAN SACHS GROUP INC 403,183 496,000 7.96%
6 Compagnie Lombard Odier SCmA 193,600 246,000 3.95%
7 HOWARD HUGHES MEDICAL INSTITUTE 98,914 122,000 1.96%
8 GEODE CAPITAL MANAGEMENT, LLC 91,009 115,000 1.84%
9 Bank of New York Mellon Corp 34,611 43,000 0.69%
10 NORTHERN TRUST CORP 27,764 34,000 0.55%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 26,307 33,000 0.53%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,100 17,000 0.27% Call
13 Virtu KCG Holdings LLC 10,347 13,000 0.21%
14 SRH ADVISORS, LLC 4,350 5,000 0.08%
15 ROYAL BANK OF CANADA 3,000 4,000 0.06%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,067 3,000 0.05%
17 BARCLAYS PLC 2,600 3,000 0.05%
18 BANK OF AMERICA CORP /DE/ 2,000 2,000 0.03%
19 MUFG Americas Holdings Corp 800 1,000 0.02%
20 Tower Research Capital LLC (TRC) 915 1,000 0.02%
21 BANK OF MONTREAL /CAN/ 439 1,000 0.02%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 900 1,000 0.02%
23 Creative Planning 150 0 0.00%
24 HIGHLAND CAPITAL MANAGEMENT, LLC 340 0 0.00%
25 WELLS FARGO & COMPANY/MN 40 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.