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ALEXZA PHARMACEUTICALS INC COM NEW
ALEXZA PHARMACEUTICALS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 22 Institutional holders with a total value of $5,542,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LANSDOWNE PARTNERS AUSTRIA GMBH 1,693,833 1,846,000 33.31%
2 MORGAN STANLEY 969,771 1,057,000 19.07%
3 CREDIT SUISSE AG/ 783,865 855,000 15.43%
4 VANGUARD GROUP INC 672,611 733,000 13.23%
5 GOLDMAN SACHS GROUP INC 412,540 450,000 8.12%
6 Compagnie Lombard Odier SCmA 229,600 252,000 4.55%
7 HOWARD HUGHES MEDICAL INSTITUTE 98,914 108,000 1.95%
8 GEODE CAPITAL MANAGEMENT, LLC 90,961 99,000 1.79%
9 Bank of New York Mellon Corp 34,022 37,000 0.67%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 26,307 29,000 0.52%
11 NORTHERN TRUST CORP 25,161 27,000 0.49%
12 Virtu KCG Holdings LLC 23,307 25,000 0.45%
13 CITIGROUP INC 5,412 6,000 0.11%
14 MUFG Americas Holdings Corp 4,640 5,000 0.09%
15 SRH ADVISORS, LLC 4,350 5,000 0.09%
16 ROYAL BANK OF CANADA 3,000 3,000 0.05%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,067 2,000 0.04%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 900 1,000 0.02%
19 DEUTSCHE BANK AG\ 1,500 1,000 0.02%
20 WELLS FARGO & COMPANY/MN 840 1,000 0.02%
21 BANK OF MONTREAL /CAN/ 439 0 0.00%
22 HIGHLAND CAPITAL MANAGEMENT, LLC 340 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.