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ALEXZA PHARMACEUTICALS INC COM NEW
ALEXZA PHARMACEUTICALS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 26 Institutional holders with a total value of $3,503,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LANSDOWNE PARTNERS AUSTRIA GMBH 1,693,833 1,186,000 33.86%
2 MORGAN STANLEY 968,834 678,000 19.35%
3 CREDIT SUISSE AG/ 778,097 545,000 15.56%
4 VANGUARD GROUP INC 683,411 479,000 13.67%
5 GOLDMAN SACHS GROUP INC 402,764 282,000 8.05%
6 Compagnie Lombard Odier SCmA 211,110 148,000 4.22%
7 GEODE CAPITAL MANAGEMENT, LLC 91,057 63,000 1.80%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,367 25,000 0.71%
9 Bank of New York Mellon Corp 34,022 24,000 0.69%
10 Virtu KCG Holdings LLC 29,160 20,000 0.57%
11 NORTHERN TRUST CORP 27,764 19,000 0.54%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 26,307 18,000 0.51%
13 JPMORGAN CHASE & CO 7,076 5,000 0.14%
14 BlackRock Fund Advisors 3,601 3,000 0.09%
15 SRH ADVISORS, LLC 4,350 3,000 0.09%
16 Creative Planning 2,150 2,000 0.06%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,067 1,000 0.03%
18 BANK OF AMERICA CORP /DE/ 2,000 1,000 0.03%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 900 1,000 0.03%
20 Tower Research Capital LLC (TRC) 1,068 0 0.00%
21 BARCLAYS PLC 100 0 0.00%
22 WELLS FARGO & COMPANY/MN 40 0 0.00%
23 IFP ADVISORS, INC 400 0 0.00%
24 BANK OF MONTREAL /CAN/ 439 0 0.00%
25 CITIGROUP INC 610 0 0.00%
26 WHITTIER TRUST CO 261 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.