| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAXTON CORP | 2,246,469 | 6,650,000 | 66.40% | ||
| 2 | Opaleye Management Inc. | 338,402 | 1,073,000 | 10.71% | ||
| 3 | SABBY MANAGEMENT, LLC | 341,624 | 1,011,000 | 10.09% | ||
| 4 | VANGUARD GROUP INC | 224,367 | 664,000 | 6.63% | ||
| 5 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 87,900 | 260,000 | 2.60% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 48,696 | 144,000 | 1.44% | ||
| 7 | Alpha Cubed Investments, LLC | 32,092 | 95,000 | 0.95% | ||
| 8 | HAMILTON LANE ADVISORS LLC | 17,280 | 51,000 | 0.51% | ||
| 9 | Cowen Prime Services LLC | 12,000 | 36,000 | 0.36% | ||
| 10 | Spark Investment Management LLC | 10,500 | 31,000 | 0.31% | ||
| 11 | MORGAN STANLEY | 44 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
