| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAXTON CORP | 2,246,469 | 5,684,000 | 71.37% | ||
| 2 | Opaleye Management Inc. | 405,000 | 1,024,650 | 12.86% | ||
| 3 | VANGUARD GROUP INC | 224,367 | 568,000 | 7.13% | ||
| 4 | SABBY MANAGEMENT, LLC | 107,129 | 271,000 | 3.40% | ||
| 5 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 87,900 | 222,000 | 2.79% | ||
| 6 | Alpha Cubed Investments, LLC | 32,092 | 81,000 | 1.02% | ||
| 7 | Spark Investment Management LLC | 19,900 | 49,000 | 0.62% | ||
| 8 | Cowen Prime Services LLC | 19,250 | 49,000 | 0.62% | ||
| 9 | BlackRock Investment Management, LLC | 2,865 | 7,000 | 0.09% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 1,704 | 4,000 | 0.05% | ||
| 11 | MUFG Americas Holdings Corp | 990 | 3,000 | 0.04% | ||
| 12 | UBS AG | 860 | 2,000 | 0.03% | ||
| 13 | MORGAN STANLEY | 44 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
