| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAXTON CORP | 2,246,469 | 5,549,000 | 79.14% | ||
| 2 | VANGUARD GROUP INC | 341,182 | 843,000 | 12.02% | ||
| 3 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 87,900 | 253,000 | 3.61% | ||
| 4 | BlackRock Fund Advisors | 57,726 | 143,000 | 2.04% | ||
| 5 | Spark Investment Management LLC | 35,450 | 86,000 | 1.23% | ||
| 6 | Cowen Prime Services LLC | 19,250 | 48,000 | 0.68% | ||
| 7 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 37,000 | 0.53% | ||
| 8 | GOLDMAN SACHS GROUP INC | 11,550 | 29,000 | 0.41% | ||
| 9 | BlackRock Investment Management, LLC | 3,643 | 9,000 | 0.13% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 3,225 | 8,000 | 0.11% | ||
| 11 | MUFG Americas Holdings Corp | 1,910 | 5,000 | 0.07% | ||
| 12 | Tower Research Capital LLC (TRC) | 940 | 2,000 | 0.03% | ||
| 13 | ROYAL BANK OF CANADA | 8 | 0 | 0.00% | ||
| 14 | DEUTSCHE BANK AG\ | 44 | 0 | 0.00% | ||
| 15 | MORGAN STANLEY | 57 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
