| 1 |
CAXTON CORP |
2,246,469 |
3,954,000 |
50.62% |
|
|
| 2 |
First Eagle Investment Management, LLC |
612,600 |
1,078,000 |
13.80% |
|
|
| 3 |
VANGUARD GROUP INC |
536,587 |
945,000 |
12.10% |
|
|
| 4 |
SABBY MANAGEMENT, LLC |
337,462 |
594,000 |
7.60% |
|
|
| 5 |
BANK OF AMERICA CORP /DE/ |
119,495 |
211,000 |
2.70% |
|
|
| 6 |
NEXTHERA CAPITAL LP |
90,000 |
158,000 |
2.02% |
|
|
| 7 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
87,900 |
155,000 |
1.98% |
|
|
| 8 |
BlackRock Institutional Trust Company, N.A. |
71,452 |
126,000 |
1.61% |
|
|
| 9 |
GEODE CAPITAL MANAGEMENT, LLC |
67,015 |
117,000 |
1.50% |
|
|
| 10 |
BlackRock Fund Advisors |
65,991 |
116,000 |
1.49% |
|
|
| 11 |
Hoxton Financial, Inc. |
47,970 |
84,000 |
1.08% |
|
|
| 12 |
Frontier Wealth Management LLC |
40,551 |
71,000 |
0.91% |
|
|
| 13 |
A.R.T. Advisors, LLC |
30,058 |
52,000 |
0.67% |
|
|
| 14 |
Bank of New York Mellon Corp |
21,873 |
38,000 |
0.49% |
|
|
| 15 |
NORTHERN TRUST CORP |
20,724 |
37,000 |
0.47% |
|
|
| 16 |
TFS CAPITAL LLC |
19,406 |
34,000 |
0.44% |
|
|
| 17 |
BRIGHTON JONES LLC |
15,000 |
26,000 |
0.33% |
|
|
| 18 |
BlackRock Investment Management, LLC |
4,615 |
8,000 |
0.10% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
2,200 |
4,000 |
0.05% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
1,001 |
2,000 |
0.03% |
|
|
| 21 |
MORGAN STANLEY |
456 |
1,000 |
0.01% |
|
|
