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Institutional Investment Manager
AWM Investment Company, Inc.
AWM Investment Company, Inc. (CIK: 0001535264) incorporated in Delaware, located at 527 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 93 holdings with a total value of $476,438,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CEVA Inc 1,144,474 25,751,000 5.40%
2 NEOPHOTONICS CORP 1,818,236 25,528,000 5.36%
3 ORBITAL ATK INC 1,637,638 21,486,000 4.51%
4 Vocera Communications Inc 1,562,292 19,919,000 4.18%
5 LEMAITRE VASCULAR INC COM 1,058,760 16,432,000 3.45%
6 LendingTree, Inc. 163,208 15,958,000 3.35%
7 ENERGOUS CORP 1,363,588 13,772,000 2.89%
8 AEROVIRONMENT INC COM 467,909 13,251,000 2.78%
9 LIVEPERSON INC 2,093,078 12,245,000 2.57%
10 Brightcove, Inc. 1,943,630 12,128,000 2.55%
11 INCONTACT INC 1,300,365 11,560,000 2.43%
12 SEQUANS COMMUNICATIONS S A 4,132,540 11,241,000 2.36%
13 POWERSECURE INTL INC 600,000 11,214,000 2.35%
14 KOPIN CORP 6,619,921 10,989,000 2.31%
15 AMERICAN SUPERCONDUCTOR CORPOR 1,377,838 10,472,000 2.20%
16 PFENEX INC COM 953,775 9,376,000 1.97%
17 AQUA METALS INC COM 1,253,650 8,337,000 1.75%
18 GIGAMON INC 264,877 8,216,000 1.72%
19 NEONODE INC 4,024,446 8,210,000 1.72%
20 VITAE PHARMACEUTICALS INC 1,203,821 7,981,000 1.68%
21 ULTRA CLEAN HLDGS INC 1,472,701 7,894,000 1.66%
22 IDEAL PWR INC 1,681,935 7,602,000 1.60%
23 IZEA Inc. 1,018,216 7,168,000 1.50%
24 LRAD CORP 4,192,710 6,960,000 1.46%
25 NETLIST INC 4,969,543 6,808,000 1.43%
26 DSP GROUP INC 743,639 6,782,000 1.42%
27 ARATANA THERAPEUTICS INC COM 1,219,835 6,733,000 1.41%
28 GENOCEA BIOSCIENCES INC 865,000 6,695,000 1.41%
29 MAXLINEAR INC COM 344,823 6,379,000 1.34%
30 CPI AEROSTRUCTURES INC COM NEW 842,149 6,173,000 1.30%
31 ESSA Pharma 1,696,968 5,515,000 1.16%
32 LOXO ONCOLOGY INC COM 200,000 5,468,000 1.15%
33 REPLIGEN CORP COM 200,000 5,364,000 1.13%
34 SEACHANGE INTERNATIONAL INCORPORATED 958,066 5,289,000 1.11%
35 AVINGER INC 527,400 5,052,000 1.06%
36 INFUSYSTEM HLDGS INC 1,405,854 4,949,000 1.04%
37 FIVE PRIME THERAPEUTICS INC 118,199 4,802,000 1.01%
38 ARDMORE SHIPPING CORP 556,410 4,702,000 0.99%
39 Broadwind Energy, Inc. 1,477,722 4,448,000 0.93%
40 MANITEX INTL INC 781,362 4,087,000 0.86%
41 MOSYS INC 5,822,957 3,785,000 0.79%
42 OPKO HEALTH INC 350,000 3,636,000 0.76%
43 IRADIMED CORP 181,487 3,477,000 0.73%
44 CIDARA THERAPEUTICS INC 265,000 3,365,000 0.71%
45 BAZAARVOICE INC COM 1,021,453 3,218,000 0.68%
46 INTELLICHECK MOBILISA INC 1,985,022 3,176,000 0.67%
47 EXTREME NETWORKS INC COM 1,020,219 3,173,000 0.67%
48 PACIRA BIOSCIENCES INC 55,699 2,951,000 0.62%
49 MCBC HLDGS INCORPORATED 200,000 2,816,000 0.59%
50 BOINGO WIRELESS INC COM 349,226 2,696,000 0.57%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001535264-16-000160, filed 2016.05.05).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.