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VALE S A
VALE S A. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 328 Institutional holders with a total value of $4,819,411,447.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Silchester International Investors LLP 68,165,497 596,448,000 12.38%
2 ABERDEEN ASSET MANAGEMENT PLC/UK 63,295,155 553,834,000 11.49%
3 BlackRock Finance, Inc. 37,625,776 329,227,000 6.83%
4 SCHRODER INVESTMENT MANAGEMENT GROUP 23,955,631 209,373,000 4.34%
5 JPMORGAN CHASE & CO 23,698,756 207,364,000 4.30%
6 DIMENSIONAL FUND ADVISORS LP 21,206,471 185,557,000 3.85%
7 CAPITAL GROWTH MANAGEMENT LP 19,300,000 168,875,000 3.50%
8 VANGUARD GROUP INC 18,567,506 162,466,000 3.37%
9 RENAISSANCE TECHNOLOGIES LLC 13,215,800 115,638,000 2.40%
10 Capital Research Global Investors 12,898,107 112,858,000 2.34%
11 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 12,842,435 112,371,000 2.33%
12 BANK OF AMERICA CORP /DE/ 11,942,834 104,500,000 2.17%
13 ACADIAN ASSET MANAGEMENT LLC 10,948,983 95,804,000 1.99%
14 TWO SIGMA INVESTMENTS, LP 10,775,645 94,287,000 1.96%
15 TWO SIGMA ADVISERS, LP 9,537,600 83,454,000 1.73%
16 MORGAN STANLEY 7,183,538 62,856,000 1.30%
17 Walleye Trading LLC 6,876,200 60,166,000 1.25% Put
18 Laurion Capital Management LP 6,215,000 54,382,000 1.13% Put
19 STATE STREET CORP 6,189,820 54,165,000 1.12%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,032,700 44,036,000 0.91% Call
21 BALYASNY ASSET MANAGEMENT L.P. 4,842,596 42,373,000 0.88%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,804,900 42,043,000 0.87% Put
23 GOLDMAN SACHS GROUP INC 4,374,391 38,277,000 0.79%
24 NORTHERN TRUST CORP 4,348,116 38,047,000 0.79%
25 Parallax Volatility Advisers, L.P. 4,123,700 36,085,000 0.75% Put
26 Allianz Asset Management GmbH 3,689,520 32,282,000 0.67%
27 Prince Street Capital Management LLC 3,611,000 31,597,000 0.66%
28 DRIEHAUS CAPITAL MANAGEMENT LLC 3,562,854 31,175,000 0.65%
29 TRILOGY GLOBAL ADVISORS LP 3,442,857 30,124,000 0.63%
30 BARCLAYS PLC 3,364,800 29,442,000 0.61% Put
31 LUMINUS MANAGEMENT LLC 3,340,000 29,225,000 0.61%
32 CAPITAL GUARDIAN TRUST CO 3,318,833 29,040,000 0.60%
33 BARCLAYS PLC 3,274,400 28,651,000 0.59% Call
34 Russell Clark Investment Management Ltd 3,200,000 28,000,000 0.58%
35 CITADEL ADVISORS LLC 2,872,600 25,135,000 0.52% Call
36 CREDIT SUISSE AG/ 2,842,666 24,873,000 0.52%
37 DEUTSCHE BANK AG\ 2,825,982 24,726,000 0.51%
38 CITADEL ADVISORS LLC 2,745,900 24,027,000 0.50% Put
39 CONTRARIAN CAPITAL MANAGEMENT, L.L.C. 2,420,115 21,176,000 0.44%
40 NINE MASTS CAPITAL Ltd 2,415,425 21,135,000 0.44%
41 BNP PARIBAS FINANCIAL MARKETS 2,293,380 20,067,067 0.42%
42 VOLORIDGE INVESTMENT MANAGEMENT, LLC 2,289,471 20,033,000 0.42%
43 Jefferies Group LLC 2,112,900 18,488,000 0.38% Put
44 GOLDMAN SACHS GROUP INC 2,064,300 18,063,000 0.37% Put
45 AMERICAN CENTURY COMPANIES INC 2,063,271 18,054,000 0.37%
46 POINT72 ASIA (SINGAPORE) PTE. LTD. 2,056,847 17,997,000 0.37%
47 Parallax Volatility Advisers, L.P. 1,999,000 17,491,000 0.36% Call
48 Employees Retirement System of Texas 1,969,933 17,237,000 0.36%
49 USS Investment Management Ltd 1,935,000 16,931,000 0.35%
50 AJO, LP 1,867,910 16,344,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.