| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 241,529 | 3,085,000 | 31.74% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 140,133 | 1,785,000 | 18.36% | ||
| 3 | Invesco Ltd. | 86,683 | 1,107,000 | 11.39% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 45,600 | 581,000 | 5.98% | PRN | |
| 5 | 683 Capital Management, LLC | 41,261 | 527,000 | 5.42% | ||
| 6 | DOLIVER ADVISORS, LP | 37,252 | 476,000 | 4.90% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 33,921 | 432,000 | 4.44% | ||
| 8 | UBS AG | 20,550 | 262,000 | 2.70% | ||
| 9 | Horizon Kinetics LLC | 17,956 | 229,000 | 2.36% | ||
| 10 | TFS CAPITAL LLC | 15,429 | 197,000 | 2.03% | ||
| 11 | Commonwealth Equity Services, Inc | 15,288 | 195,000 | 2.01% | ||
| 12 | GOLDMAN SACHS GROUP INC | 13,822 | 177,000 | 1.82% | ||
| 13 | Bridgewater Advisors Inc. | 11,646 | 149,000 | 1.53% | ||
| 14 | MORGAN STANLEY | 10,918 | 140,000 | 1.44% | ||
| 15 | Cambridge Investment Research Advisors, Inc. | 10,464 | 134,000 | 1.38% | ||
| 16 | ROYAL BANK OF CANADA | 6,100 | 78,000 | 0.80% | ||
| 17 | WELLS FARGO & COMPANY/MN | 4,501 | 57,000 | 0.59% | ||
| 18 | ALLIANCEBERNSTEIN L.P. | 3,200 | 41,000 | 0.42% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,700 | 34,000 | 0.35% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 2,027 | 25,889 | 0.27% | ||
| 21 | CITIGROUP INC | 399 | 6,000 | 0.06% | ||
| 22 | Thomas J. Herzfeld Advisors, Inc. | 150 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
