| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ICON ADVISERS INC/CO | 271,796 | 3,821,000 | 31.41% | ||
| 2 | Karpus Management, Inc. | 256,726 | 3,610,000 | 29.67% | ||
| 3 | Invesco Ltd. | 87,834 | 1,235,000 | 10.15% | ||
| 4 | UBS Group AG | 45,585 | 641,000 | 5.27% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 33,924 | 477,000 | 3.92% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 28,800 | 404,000 | 3.32% | PRN | |
| 7 | DOLIVER ADVISORS, LP | 27,815 | 391,000 | 3.21% | ||
| 8 | RELATIVE VALUE PARTNERS GROUP, LLC | 26,233 | 369,000 | 3.03% | ||
| 9 | WELLS FARGO & COMPANY/MN | 23,601 | 332,000 | 2.73% | ||
| 10 | Commonwealth Equity Services, Inc | 21,812 | 307,000 | 2.52% | ||
| 11 | Horizon Kinetics LLC | 13,599 | 191,000 | 1.57% | ||
| 12 | Cambridge Investment Research Advisors, Inc. | 12,129 | 171,000 | 1.41% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 6,000 | 84,000 | 0.69% | ||
| 14 | MORGAN STANLEY | 4,500 | 63,000 | 0.52% | ||
| 15 | CITIGROUP INC | 2,336 | 33,000 | 0.27% | ||
| 16 | ROYAL BANK OF CANADA | 2,000 | 28,000 | 0.23% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 300 | 4,218 | 0.03% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 3,000 | 0.02% | ||
| 19 | Tower Research Capital LLC (TRC) | 116 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
