| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 430,918 | 5,796,000 | 36.68% | ||
| 2 | Karpus Management, Inc. | 282,896 | 3,805,000 | 24.08% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 117,845 | 1,586,000 | 10.04% | ||
| 4 | Invesco Ltd. | 99,206 | 1,334,000 | 8.44% | ||
| 5 | 683 Capital Management, LLC | 62,037 | 834,000 | 5.28% | ||
| 6 | ICON ADVISERS INC/CO | 30,138 | 405,000 | 2.56% | ||
| 7 | LAZARD ASSET MANAGEMENT LLC | 28,800 | 387,000 | 2.45% | PRN | |
| 8 | DOLIVER ADVISORS, LP | 27,692 | 372,000 | 2.35% | ||
| 9 | Commonwealth Equity Services, Inc | 19,300 | 260,000 | 1.65% | ||
| 10 | MORGAN STANLEY | 16,195 | 217,000 | 1.37% | ||
| 11 | GOLDMAN SACHS GROUP INC | 13,822 | 186,000 | 1.18% | ||
| 12 | Horizon Kinetics LLC | 13,679 | 184,000 | 1.16% | ||
| 13 | Cambridge Investment Research Advisors, Inc. | 12,129 | 163,000 | 1.03% | ||
| 14 | UBS Group AG | 8,050 | 108,000 | 0.68% | ||
| 15 | WELLS FARGO & COMPANY/MN | 6,401 | 86,000 | 0.54% | ||
| 16 | ROYAL BANK OF CANADA | 2,200 | 30,000 | 0.19% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 2,000 | 27,000 | 0.17% | ||
| 18 | Cowen Prime Services LLC | 700 | 9,000 | 0.06% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 300 | 4,035 | 0.03% | ||
| 20 | CITIGROUP INC | 290 | 4,000 | 0.03% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
