| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | McGowan Group Asset Management, Inc. | 2,049,122 | 22,684,000 | 13.78% | ||
| 2 | MORGAN STANLEY | 1,705,636 | 18,881,000 | 11.47% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,617,349 | 17,904,000 | 10.88% | ||
| 4 | First Eagle Investment Management, LLC | 1,416,455 | 15,680,000 | 9.53% | ||
| 5 | Invesco Ltd. | 981,158 | 10,862,000 | 6.60% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 644,178 | 7,130,000 | 4.33% | ||
| 7 | WELLS FARGO & COMPANY/MN | 592,410 | 6,558,000 | 3.98% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 577,298 | 6,391,000 | 3.88% | ||
| 9 | Saba Capital Management, L.P. | 507,245 | 5,615,000 | 3.41% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 460,767 | 5,064,000 | 3.08% | ||
| 11 | Capital Investment Advisors, LLC | 333,737 | 3,694,000 | 2.24% | ||
| 12 | LPL Financial LLC | 321,426 | 3,590,000 | 2.18% | ||
| 13 | Yorktown Management & Research Co Inc | 294,500 | 3,260,000 | 1.98% | ||
| 14 | UBS Group AG | 246,840 | 2,732,000 | 1.66% | ||
| 15 | JANUS HENDERSON GROUP PLC | 218,400 | 2,418,000 | 1.47% | ||
| 16 | ROYAL BANK OF CANADA | 213,614 | 2,365,000 | 1.44% | ||
| 17 | BESSEMER GROUP INC | 200,000 | 2,214,000 | 1.35% | ||
| 18 | COHEN & STEERS, INC. | 181,308 | 2,007,000 | 1.22% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 178,144 | 1,972,000 | 1.20% | ||
| 20 | CITIGROUP INC | 164,289 | 1,818,000 | 1.10% | ||
| 21 | Aris Wealth Services, Inc. | 144,471 | 1,599,000 | 0.97% | ||
| 22 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 121,011 | 1,340,000 | 0.81% | ||
| 23 | CORNERSTONE ADVISORS INC | 109,924 | 1,217,000 | 0.74% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 94,759 | 1,049,000 | 0.64% | ||
| 25 | BLACKROCK ADVISORS LLC | 90,903 | 1,006,000 | 0.61% | ||
| 26 | AQR ARBITRAGE LLC | 90,345 | 1,000,000 | 0.61% | ||
| 27 | BCWM, LLC | 85,295 | 945,000 | 0.57% | ||
| 28 | Raymond James Financial Services Advisors, Inc. | 77,381 | 857,000 | 0.52% | ||
| 29 | Commonwealth Equity Services, Inc | 65,045 | 720,000 | 0.44% | ||
| 30 | Advisors Asset Management, Inc. | 63,399 | 702,000 | 0.43% | ||
| 31 | Janney Montgomery Scott LLC | 60,122 | 666,000 | 0.40% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 57,901 | 641,000 | 0.39% | ||
| 33 | COMPTON CAPITAL MANAGEMENT INC /RI | 57,000 | 631,000 | 0.38% | ||
| 34 | Choate Investment Advisors | 55,556 | 615,005 | 0.37% | ||
| 35 | Aviance Capital Partners, LLC | 47,808 | 529,000 | 0.32% | ||
| 36 | AMERIPRISE FINANCIAL INC | 44,649 | 494,000 | 0.30% | ||
| 37 | Cetera Advisor Networks LLC | 40,033 | 444,000 | 0.27% | ||
| 38 | WELLINGTON MANAGEMENT GROUP LLP | 38,600 | 427,000 | 0.26% | ||
| 39 | SII INVESTMENTS INC/WI | 35,555 | 392,000 | 0.24% | ||
| 40 | NATIONAL PLANNING CORP | 33,339 | 383,000 | 0.23% | ||
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 34,499 | 381,000 | 0.23% | ||
| 42 | HL FINANCIAL SERVICES LLC | 30,900 | 342,000 | 0.21% | ||
| 43 | Thomas J. Herzfeld Advisors, Inc. | 30,663 | 339,000 | 0.21% | ||
| 44 | Global Endowment Management, LP | 30,000 | 332,000 | 0.20% | ||
| 45 | Pinnacle Advisory Group, Inc. | 25,163 | 278,000 | 0.17% | ||
| 46 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 25,048 | 277,000 | 0.17% | ||
| 47 | WEDBUSH SECURITIES INC | 24,813 | 275,000 | 0.17% | ||
| 48 | Brick & Kyle, Associates | 23,045 | 255,000 | 0.15% | ||
| 49 | Cambridge Investment Research Advisors, Inc. | 21,918 | 243,000 | 0.15% | ||
| 50 | Creative Planning | 20,878 | 231,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
