Dark
Light
System
Security
ALLIANCEBERNSTEIN GLOBAL HIG
ALLIANCEBERNSTEIN GLOBAL HIG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 89 Institutional holders with a total value of $173,067,020.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 McGowan Group Asset Management, Inc. 2,704,997 33,217,000 19.19%
2 MORGAN STANLEY 2,002,870 24,596,000 14.21%
3 First Eagle Investment Management, LLC 1,455,764 17,877,000 10.33%
4 BANK OF AMERICA CORP /DE/ 929,503 11,414,000 6.60%
5 Invesco Ltd. 908,395 11,155,000 6.45%
6 UBS Group AG 798,678 9,807,000 5.67%
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 677,921 8,325,000 4.81%
8 BESSEMER GROUP INC 398,000 4,887,000 2.82%
9 LPL Financial LLC 360,137 4,437,000 2.56%
10 ROYAL BANK OF CANADA 299,926 3,682,000 2.13%
11 COHEN & STEERS, INC. 292,615 3,593,000 2.08%
12 WELLS FARGO & COMPANY/MN 287,420 3,529,000 2.04%
13 Capital Investment Advisors, LLC 285,800 3,510,000 2.03%
14 GUGGENHEIM CAPITAL LLC 261,747 3,214,000 1.86%
15 JANUS HENDERSON GROUP PLC 218,400 2,682,000 1.55%
16 ASSETMARK, INC 165,161 2,029,000 1.17%
17 HighTower Advisors, LLC 135,701 1,670,000 0.96%
18 SeaBridge Investment Advisors LLC 135,270 1,661,000 0.96%
19 Vident Investment Advisory, LLC 123,786 1,520,000 0.88%
20 NWAM LLC 97,696 1,200,000 0.69%
21 Advisors Asset Management, Inc. 85,156 1,046,000 0.60%
22 CORNERSTONE FINANCIAL PARTNERS, LLC 80,957 995,000 0.57%
23 Commonwealth Equity Services, Inc 78,403 963,000 0.56%
24 SII INVESTMENTS INC/WI 63,890 791,000 0.46%
25 RAYMOND JAMES & ASSOCIATES 61,473 755,000 0.44%
26 Aviance Capital Partners, LLC 60,214 739,000 0.43%
27 Yorktown Management & Research Co Inc 60,000 737,000 0.43%
28 Choate Investment Advisors 55,556 682,228 0.39%
29 COMPTON CAPITAL MANAGEMENT INC /RI 55,000 675,000 0.39%
30 AMERIPRISE FINANCIAL INC 53,349 655,000 0.38%
31 WEDBUSH SECURITIES INC 50,037 614,000 0.35%
32 Janney Montgomery Scott LLC 56,237 606,000 0.35%
33 Raymond James Financial Services Advisors, Inc. 41,614 511,000 0.30%
34 Cetera Advisor Networks LLC 40,340 498,000 0.29%
35 Brick & Kyle, Associates 40,541 498,000 0.29%
36 NATIONAL PLANNING CORP 36,940 459,000 0.27%
37 Virtu KCG Holdings LLC 34,869 428,000 0.25%
38 MSI Financial Services Inc 34,409 422,000 0.24%
39 Sigma Planning Corp 33,783 415,000 0.24%
40 PNC FINANCIAL SERVICES GROUP, INC. 32,674 401,000 0.23%
41 HL FINANCIAL SERVICES LLC 32,465 399,000 0.23%
42 RAIFF PARTNERS INC 32,000 393,000 0.23%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,787 354,000 0.20%
44 ROWLAND CARMICHAEL ADVISORS INC /ADV 25,547 314,000 0.18%
45 NINE MASTS CAPITAL Ltd 24,700 303,000 0.18%
46 Creative Planning 23,915 294,000 0.17%
47 Archford Capital Strategies, LLC 22,150 272,000 0.16%
48 ADVISOR GROUP, INC. 22,122 270,000 0.16%
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 22,244 267,000 0.15%
50 CITIGROUP INC 18,429 226,000 0.13%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.