| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | McGowan Group Asset Management, Inc. | 2,241,497 | 24,163,000 | 13.94% | ||
| 2 | MORGAN STANLEY | 1,838,394 | 19,818,000 | 11.44% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,710,656 | 18,441,000 | 10.64% | ||
| 4 | First Eagle Investment Management, LLC | 1,455,764 | 15,693,000 | 9.06% | ||
| 5 | Invesco Ltd. | 1,010,044 | 10,889,000 | 6.28% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 584,204 | 6,297,000 | 3.63% | ||
| 7 | LPL Financial LLC | 547,158 | 6,046,000 | 3.49% | ||
| 8 | BESSEMER GROUP INC | 500,000 | 5,390,000 | 3.11% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 491,539 | 5,298,000 | 3.06% | ||
| 10 | Saba Capital Management, L.P. | 482,245 | 5,199,000 | 3.00% | ||
| 11 | NEWGATE CAPITAL MANAGEMENT LLC | 392,055 | 4,226,000 | 2.44% | ||
| 12 | Capital Investment Advisors, LLC | 327,126 | 3,526,000 | 2.03% | ||
| 13 | UBS Group AG | 322,182 | 3,473,000 | 2.00% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 262,960 | 2,835,000 | 1.64% | ||
| 15 | WELLS FARGO & COMPANY/MN | 249,253 | 2,686,000 | 1.55% | ||
| 16 | JANUS HENDERSON GROUP PLC | 218,400 | 2,354,000 | 1.36% | ||
| 17 | ROYAL BANK OF CANADA | 212,992 | 2,296,000 | 1.33% | ||
| 18 | Yorktown Management & Research Co Inc | 200,000 | 2,156,000 | 1.24% | ||
| 19 | ASSETMARK, INC | 181,636 | 1,958,000 | 1.13% | ||
| 20 | COHEN & STEERS, INC. | 180,299 | 1,944,000 | 1.12% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 178,421 | 1,923,000 | 1.11% | ||
| 22 | CITIGROUP INC | 165,540 | 1,785,000 | 1.03% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 155,133 | 1,672,000 | 0.96% | ||
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 147,803 | 1,593,000 | 0.92% | ||
| 25 | AQR ARBITRAGE LLC | 124,904 | 1,346,000 | 0.78% | ||
| 26 | Curi Capital, LLC | 120,168 | 1,295,000 | 0.75% | ||
| 27 | BLACKROCK ADVISORS LLC | 112,595 | 1,214,000 | 0.70% | ||
| 28 | Vident Investment Advisory, LLC | 107,560 | 1,159,000 | 0.67% | ||
| 29 | Advisors Asset Management, Inc. | 92,211 | 994,000 | 0.57% | ||
| 30 | NWAM LLC | 91,720 | 989,000 | 0.57% | ||
| 31 | BCWM, LLC | 84,881 | 916,000 | 0.53% | ||
| 32 | Commonwealth Equity Services, Inc | 68,460 | 738,000 | 0.43% | ||
| 33 | Choate Investment Advisors | 55,556 | 690,561 | 0.40% | ||
| 34 | Weiss Asset Management LP | 62,778 | 677,000 | 0.39% | ||
| 35 | AMERIPRISE FINANCIAL INC | 58,360 | 629,000 | 0.36% | ||
| 36 | Janney Montgomery Scott LLC | 56,237 | 606,000 | 0.35% | ||
| 37 | COMPTON CAPITAL MANAGEMENT INC /RI | 55,000 | 593,000 | 0.34% | ||
| 38 | NATIONAL PLANNING CORP | 52,505 | 566,000 | 0.33% | ||
| 39 | SII INVESTMENTS INC/WI | 52,055 | 564,000 | 0.33% | ||
| 40 | Squarepoint Ops LLC | 51,900 | 559,000 | 0.32% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 46,962 | 506,000 | 0.29% | ||
| 42 | Cetera Advisor Networks LLC | 41,218 | 445,000 | 0.26% | ||
| 43 | Aviance Capital Partners, LLC | 39,678 | 428,000 | 0.25% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 33,500 | 362,000 | 0.21% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 31,027 | 334,000 | 0.19% | ||
| 46 | HL FINANCIAL SERVICES LLC | 30,900 | 333,000 | 0.19% | ||
| 47 | WEDBUSH SECURITIES INC | 29,985 | 323,000 | 0.19% | ||
| 48 | Global Endowment Management, LP | 30,000 | 323,000 | 0.19% | ||
| 49 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 28,779 | 310,000 | 0.18% | ||
| 50 | MSI Financial Services Inc | 27,974 | 302,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
