| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | McGowan Group Asset Management, Inc. | 2,543,338 | 29,655,000 | 14.79% | ||
| 2 | Archford Capital Strategies, LLC | 22,260 | 22,456,520 | 11.20% | ||
| 3 | MORGAN STANLEY | 1,824,831 | 21,277,000 | 10.61% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,550,891 | 18,083,000 | 9.02% | ||
| 5 | First Eagle Investment Management, LLC | 1,455,764 | 16,974,000 | 8.47% | ||
| 6 | Invesco Ltd. | 960,894 | 11,204,000 | 5.59% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 918,321 | 10,708,000 | 5.34% | ||
| 8 | UBS Group AG | 712,613 | 8,309,000 | 4.14% | ||
| 9 | LPL Financial LLC | 604,672 | 7,026,000 | 3.50% | ||
| 10 | BESSEMER GROUP INC | 420,000 | 4,897,000 | 2.44% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 378,057 | 4,409,000 | 2.20% | ||
| 12 | Capital Investment Advisors, LLC | 309,072 | 3,604,000 | 1.80% | ||
| 13 | WELLS FARGO & COMPANY/MN | 281,450 | 3,282,000 | 1.64% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 265,537 | 3,096,000 | 1.54% | ||
| 15 | ROYAL BANK OF CANADA | 246,132 | 2,869,000 | 1.43% | ||
| 16 | COHEN & STEERS, INC. | 223,996 | 2,612,000 | 1.30% | ||
| 17 | JANUS HENDERSON GROUP PLC | 218,400 | 2,547,000 | 1.27% | ||
| 18 | Yorktown Management & Research Co Inc | 200,000 | 2,332,000 | 1.16% | ||
| 19 | ASSETMARK, INC | 168,963 | 1,970,000 | 0.98% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 155,777 | 1,816,000 | 0.91% | ||
| 21 | BANK OF MONTREAL /CAN/ | 145,000 | 1,691,000 | 0.84% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 144,204 | 1,681,000 | 0.84% | ||
| 23 | HighTower Advisors, LLC | 129,934 | 1,514,000 | 0.76% | ||
| 24 | SeaBridge Investment Advisors LLC | 127,670 | 1,489,000 | 0.74% | ||
| 25 | NWAM LLC | 102,545 | 1,196,000 | 0.60% | ||
| 26 | Advisors Asset Management, Inc. | 89,397 | 1,042,000 | 0.52% | ||
| 27 | Commonwealth Equity Services, Inc | 77,629 | 905,000 | 0.45% | ||
| 28 | BCWM, LLC | 75,962 | 886,000 | 0.44% | ||
| 29 | SII INVESTMENTS INC/WI | 60,890 | 705,000 | 0.35% | ||
| 30 | AMERIPRISE FINANCIAL INC | 58,555 | 683,000 | 0.34% | ||
| 31 | Janney Montgomery Scott LLC | 55,587 | 648,000 | 0.32% | ||
| 32 | Choate Investment Advisors | 55,556 | 647,783 | 0.32% | ||
| 33 | COMPTON CAPITAL MANAGEMENT INC /RI | 55,000 | 641,000 | 0.32% | ||
| 34 | AQR ARBITRAGE LLC | 43,253 | 504,000 | 0.25% | ||
| 35 | Cetera Advisor Networks LLC | 40,773 | 474,000 | 0.24% | ||
| 36 | Aviance Capital Partners, LLC | 39,875 | 465,000 | 0.23% | ||
| 37 | WEDBUSH SECURITIES INC | 39,639 | 462,000 | 0.23% | ||
| 38 | NATIONAL PLANNING CORP | 36,772 | 438,000 | 0.22% | ||
| 39 | MSI Financial Services Inc | 34,072 | 397,000 | 0.20% | ||
| 40 | Brick & Kyle, Associates | 33,420 | 390,000 | 0.19% | ||
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 32,674 | 382,000 | 0.19% | ||
| 42 | HL FINANCIAL SERVICES LLC | 30,200 | 352,000 | 0.18% | ||
| 43 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 30,044 | 350,000 | 0.17% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,978 | 303,000 | 0.15% | ||
| 45 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 25,547 | 298,000 | 0.15% | ||
| 46 | Creative Planning | 24,238 | 283,000 | 0.14% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 18,969 | 221,000 | 0.11% | ||
| 48 | Vident Investment Advisory, LLC | 2,566,226 | 220,000 | 0.11% | ||
| 49 | CITIGROUP INC | 17,302 | 202,000 | 0.10% | ||
| 50 | CWA ASSET MANAGEMENT GROUP, LLC | 16,420 | 191,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
