| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,545,175 | 12,853,000 | 16.85% | ||
| 2 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1,761,845 | 8,897,000 | 11.66% | ||
| 3 | UBS Group AG | 1,193,560 | 6,027,000 | 7.90% | ||
| 4 | CORNERSTONE ADVISORS INC | 967,326 | 4,885,000 | 6.40% | ||
| 5 | COHEN & STEERS, INC. | 946,097 | 4,778,000 | 6.26% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 691,910 | 3,494,000 | 4.58% | ||
| 7 | Investors Capital Advisory Services | 622,548 | 3,143,000 | 4.12% | ||
| 8 | LPL Financial LLC | 528,774 | 2,702,000 | 3.54% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 509,209 | 2,571,000 | 3.37% | ||
| 10 | MORGAN STANLEY | 491,171 | 2,480,000 | 3.25% | ||
| 11 | Advisors Asset Management, Inc. | 446,988 | 2,257,000 | 2.96% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 354,725 | 1,791,000 | 2.35% | ||
| 13 | STIFEL FINANCIAL CORP | 320,016 | 1,616,000 | 2.12% | ||
| 14 | MSI Financial Services Inc | 305,364 | 1,542,000 | 2.02% | ||
| 15 | ROBINSON CAPITAL MANAGEMENT, LLC | 279,726 | 1,413,000 | 1.85% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 279,519 | 1,412,000 | 1.85% | ||
| 17 | NINE MASTS CAPITAL Ltd | 278,514 | 1,406,000 | 1.84% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 244,429 | 1,234,000 | 1.62% | ||
| 19 | CITIGROUP INC | 235,870 | 1,192,000 | 1.56% | ||
| 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 233,006 | 1,177,000 | 1.54% | ||
| 21 | DOLIVER ADVISORS, LP | 216,619 | 1,094,000 | 1.43% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 175,236 | 885,000 | 1.16% | ||
| 23 | GEODE CAPITAL MANAGEMENT, LLC | 165,655 | 836,000 | 1.10% | PRN | |
| 24 | SG Americas Securities, LLC | 152,773 | 772,000 | 1.01% | ||
| 25 | Weiss Asset Management LP | 139,170 | 703,000 | 0.92% | ||
| 26 | Ionic Capital Management LLC | 119,454 | 603,000 | 0.79% | ||
| 27 | WOLVERINE ASSET MANAGEMENT LLC | 104,739 | 528,000 | 0.69% | ||
| 28 | TFS CAPITAL LLC | 88,364 | 446,000 | 0.58% | ||
| 29 | BAIRD FINANCIAL GROUP, INC. | 86,184 | 435,000 | 0.57% | ||
| 30 | Invesco Ltd. | 68,231 | 345,000 | 0.45% | ||
| 31 | B. Riley Wealth Advisors, Inc. | 67,460 | 341,000 | 0.45% | ||
| 32 | Virtu KCG Holdings LLC | 64,236 | 324,000 | 0.42% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 43,727 | 221,000 | 0.29% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 41,380 | 209,000 | 0.27% | ||
| 35 | Squarepoint Ops LLC | 38,134 | 193,000 | 0.25% | ||
| 36 | BB&T SECURITIES, LLC | 36,969 | 186,000 | 0.24% | ||
| 37 | AQR ARBITRAGE LLC | 29,935 | 151,000 | 0.20% | ||
| 38 | Commonwealth Equity Services, Inc | 25,566 | 129,000 | 0.17% | ||
| 39 | WELLS FARGO & COMPANY/MN | 25,028 | 126,000 | 0.17% | ||
| 40 | Cetera Advisors LLC | 23,626 | 119,000 | 0.16% | ||
| 41 | Creative Planning | 22,396 | 113,000 | 0.15% | ||
| 42 | Sigma Planning Corp | 18,843 | 95,000 | 0.12% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 12,941 | 65,000 | 0.09% | ||
| 44 | IFP ADVISORS, INC | 10,253 | 52,000 | 0.07% | ||
| 45 | Stratford Consulting, LLC | 10,000 | 51,000 | 0.07% | ||
| 46 | Cetera Advisor Networks LLC | 10,229 | 51,000 | 0.07% | ||
| 47 | BANK OF MONTREAL /CAN/ | 10,000 | 51,000 | 0.07% | ||
| 48 | ROYAL BANK OF CANADA | 6,872 | 35,000 | 0.05% | ||
| 49 | NEXT Financial Group, Inc | 7,005 | 35,000 | 0.05% | ||
| 50 | BLACKROCK ADVISORS LLC | 6,785 | 34,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
