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ALLIANZGI CONV INCOME FD I
ALLIANZGI CONV INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 60 Institutional holders with a total value of $65,084,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 67 0 0.00%
2 PENSERRA CAPITAL MANAGEMENT LLC 791 3,000 0.00%
3 Focused Wealth Management, Inc 897 4,000 0.01%
4 Barnett & Company, Inc. 1,300 6,000 0.01% PRN
5 FIRST MANHATTAN CO. LLC. 1,553 7,000 0.01%
6 DEUTSCHE BANK AG\ 1,702 8,000 0.01%
7 Advisory Services Network, LLC 2,000 10,000 0.02%
8 DELTA ASSET MANAGEMENT LLC/TN 2,192 11,000 0.02%
9 INTEGRATED INVESTMENT CONSULTANTS, LLC 2,500 12,000 0.02%
10 ENVESTNET ASSET MANAGEMENT INC 3,092 15,000 0.02%
11 Carroll Financial Associates, Inc. 3,100 15,000 0.02%
12 MYCIO WEALTH PARTNERS, LLC 6,642 32,000 0.05%
13 Financial Management Professionals, Inc. 6,800 33,000 0.05%
14 BLACKROCK ADVISORS LLC 6,785 33,000 0.05%
15 ROYAL BANK OF CANADA 6,872 34,000 0.05%
16 NEXT Financial Group, Inc 7,005 34,000 0.05%
17 PNC FINANCIAL SERVICES GROUP, INC. 7,976 39,000 0.06%
18 Stratford Consulting, LLC 10,000 49,000 0.08%
19 BANK OF MONTREAL /CAN/ 10,000 49,000 0.08%
20 Cetera Advisor Networks LLC 10,229 50,000 0.08%
21 IFP ADVISORS, INC 10,253 50,000 0.08%
22 Sigma Planning Corp 14,892 73,000 0.11%
23 AMERICAN INTERNATIONAL GROUP, INC. 17,999 88,000 0.14%
24 GENEOS WEALTH MANAGEMENT INC. 18,228 89,000 0.14%
25 Cetera Advisors LLC 19,020 93,000 0.14%
26 Creative Planning 22,396 109,000 0.17%
27 WELLS FARGO & COMPANY/MN 24,770 121,000 0.19%
28 AQR ARBITRAGE LLC 24,938 122,000 0.19%
29 Commonwealth Equity Services, Inc 26,635 130,000 0.20%
30 Cambridge Investment Research Advisors, Inc. 42,552 208,000 0.32%
31 WOLVERINE ASSET MANAGEMENT LLC 54,385 265,000 0.41%
32 B. Riley Wealth Advisors, Inc. 64,704 316,000 0.49%
33 CITIGROUP INC 70,801 346,000 0.53%
34 MARINER INVESTMENT GROUP LLC 74,359 363,000 0.56%
35 ROWLAND CARMICHAEL ADVISORS INC /ADV 87,100 425,000 0.65%
36 BAIRD FINANCIAL GROUP, INC. 96,215 470,000 0.72%
37 Ionic Capital Management LLC 117,475 573,000 0.88%
38 Invesco Ltd. 125,987 615,000 0.94%
39 RAYMOND JAMES & ASSOCIATES 159,499 778,000 1.20%
40 SG Americas Securities, LLC 239,452 1,169,000 1.80%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 259,051 1,264,000 1.94%
42 Raymond James Financial Services Advisors, Inc. 274,695 1,341,000 2.06%
43 STIFEL FINANCIAL CORP 288,416 1,407,000 2.16%
44 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 292,794 1,429,000 2.20%
45 DOLIVER ADVISORS, LP 307,759 1,502,000 2.31%
46 MSI Financial Services Inc 318,577 1,555,000 2.39%
47 ROBINSON CAPITAL MANAGEMENT, LLC 377,926 1,844,000 2.83%
48 NINE MASTS CAPITAL Ltd 427,724 2,087,000 3.21%
49 SIT INVESTMENT ASSOCIATES INC 508,325 2,481,000 3.81%
50 CORNERSTONE ADVISORS INC 530,926 2,591,000 3.98%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.