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ALLIANZGI CONV INCOME FD I
ALLIANZGI CONV INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 53 Institutional holders with a total value of $53,443,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Iowa State Bank 673 4,000 0.01%
2 PENSERRA CAPITAL MANAGEMENT LLC 791 4,000 0.01%
3 Focused Wealth Management, Inc 897 5,000 0.01%
4 Barnett & Company, Inc. 1,300 7,000 0.01% PRN
5 FIRST MANHATTAN CO. LLC. 1,553 8,000 0.01%
6 DEUTSCHE BANK AG\ 1,702 9,000 0.02%
7 Advisory Services Network, LLC 2,000 11,000 0.02%
8 DELTA ASSET MANAGEMENT LLC/TN 2,192 12,000 0.02%
9 INTEGRATED INVESTMENT CONSULTANTS, LLC 2,500 13,000 0.02%
10 Carroll Financial Associates, Inc. 3,000 15,000 0.03%
11 ENVESTNET ASSET MANAGEMENT INC 3,092 16,000 0.03%
12 PNC FINANCIAL SERVICES GROUP, INC. 4,476 24,000 0.04%
13 MYCIO WEALTH PARTNERS, LLC 6,869 36,000 0.07%
14 Financial Management Professionals, Inc. 6,800 36,000 0.07%
15 D.A. DAVIDSON & CO. 9,059 48,000 0.09%
16 Stratford Consulting, LLC 10,000 53,000 0.10%
17 BANK OF MONTREAL /CAN/ 10,000 53,000 0.10%
18 IFP ADVISORS, INC 10,253 54,000 0.10%
19 Cetera Advisor Networks LLC 10,229 54,000 0.10%
20 LEAVELL INVESTMENT MANAGEMENT, INC. 10,900 58,000 0.11%
21 Sigma Planning Corp 13,938 74,000 0.14%
22 Homrich & Berg 15,232 81,000 0.15%
23 GENEOS WEALTH MANAGEMENT INC. 18,349 97,000 0.18%
24 Cetera Advisors LLC 19,420 102,000 0.19%
25 NEXT Financial Group, Inc 21,185 112,000 0.21%
26 ADVISOR GROUP, INC. 21,889 115,000 0.22%
27 Creative Planning 22,396 119,000 0.22%
28 DOLIVER ADVISORS, LP 24,811 132,000 0.25%
29 WELLS FARGO & COMPANY/MN 26,458 140,000 0.26%
30 Commonwealth Equity Services, Inc 27,254 145,000 0.27%
31 Raymond James Financial Services Advisors, Inc. 37,581 200,000 0.37%
32 SOCIETE GENERALE 41,871 222,000 0.42%
33 SG Americas Securities, LLC 41,871 222,000 0.42%
34 B. Riley Wealth Advisors, Inc. 65,720 349,000 0.65%
35 CITIGROUP INC 66,758 355,000 0.66%
36 ROWLAND CARMICHAEL ADVISORS INC /ADV 82,100 436,000 0.82%
37 ROYAL BANK OF CANADA 94,837 504,000 0.94%
38 CORNERSTONE ADVISORS INC 109,127 579,000 1.08%
39 BAIRD FINANCIAL GROUP, INC. 147,760 785,000 1.47%
40 Invesco Ltd. 207,310 1,101,000 2.06%
41 RAYMOND JAMES & ASSOCIATES 228,464 1,213,000 2.27%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 308,573 1,639,000 3.07%
43 MSI Financial Services Inc 309,258 1,642,000 3.07%
44 LPL Financial LLC 317,662 1,734,000 3.24%
45 ROBINSON CAPITAL MANAGEMENT, LLC 464,826 2,468,000 4.62%
46 Investors Capital Advisory Services 551,058 2,926,000 5.47%
47 MORGAN STANLEY 558,861 2,968,000 5.55%
48 UBS Group AG 582,789 3,095,000 5.79%
49 BANK OF AMERICA CORP /DE/ 660,112 3,505,000 6.56%
50 Advisors Asset Management, Inc. 662,978 3,520,000 6.59%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.