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GOLDMAN SACHS GROUP INC PFD SERIES D PERP/CALL
GOLDMAN SACHS GROUP INC PFD SERIES D PERP/CALL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 6 Institutional holders with a total value of $3,379,024.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TOWER BRIDGE ADVISORS 70,250 1,393,058 41.23%
2 Stonebridge Capital Advisors LLC 45,043 893,000 26.43%
3 RAY GERALD L & ASSOCIATES LTD 33,850 671,000 19.86%
4 AMERIPRISE FINANCIAL INC 19,071 378,000 11.19%
5 FAIRFIELD, BUSH & CO. 2,000 40,000 1.18%
6 Highlander Capital Management, LLC 200 3,966 0.12%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.