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GOLDMAN SACHS GROUP INC PFD SERIES D PERP/CALL
GOLDMAN SACHS GROUP INC PFD SERIES D PERP/CALL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 9 Institutional holders with a total value of $9,454,361.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Janney Montgomery Scott LLC 238,606 4,776,898 50.53%
2 TOWER BRIDGE ADVISORS 69,450 1,390,389 14.71%
3 FAIRFIELD, BUSH & CO. 55,306 1,107,000 11.71%
4 Stonebridge Capital Advisors LLC 40,518 811,000 8.58%
5 RAY GERALD L & ASSOCIATES LTD 33,850 678,000 7.17%
6 AMERIPRISE FINANCIAL INC 19,306 387,000 4.09%
7 OPTIMUM INVESTMENT ADVISORS 11,550 230,000 2.43%
8 MassMutual Private Wealth & Trust, FSB 3,500 70,070 0.74%
9 Highlander Capital Management, LLC 200 4,004 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.