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GOLDMAN SACHS GROUP INC PFD SERIES D PERP/CALL
GOLDMAN SACHS GROUP INC PFD SERIES D PERP/CALL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 8 Institutional holders with a total value of $8,844,919.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Janney Montgomery Scott LLC 214,308 4,374,034 49.45%
2 TOWER BRIDGE ADVISORS 70,250 1,433,803 16.21%
3 FAIRFIELD, BUSH & CO. 52,482 1,071,000 12.11%
4 Stonebridge Capital Advisors LLC 41,105 839,000 9.49%
5 RAY GERALD L & ASSOCIATES LTD 33,850 691,000 7.81%
6 AMERIPRISE FINANCIAL INC 20,696 422,000 4.77%
7 Sandy Spring Bank 500 10,000 0.11%
8 Highlander Capital Management, LLC 200 4,082 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.