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GOLDMAN SACHS GROUP INC PFD SERIES D PERP/CALL
GOLDMAN SACHS GROUP INC PFD SERIES D PERP/CALL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 10 Institutional holders with a total value of $13,088,604.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Janney Montgomery Scott LLC 232,873 4,580,621 35.00%
2 WISCONSIN CAPITAL MANAGEMENT LLC 163,651 3,219,000 24.59%
3 TOWER BRIDGE ADVISORS 69,750 1,371,983 10.48%
4 FAIRFIELD, BUSH & CO. 65,173 1,282,000 9.79%
5 Stonebridge Capital Advisors LLC 40,431 795,000 6.07%
6 SVA Wealth Management, LLC 31,958 629,000 4.81%
7 RAY GERALD L & ASSOCIATES LTD 28,950 569,000 4.35%
8 AMERIPRISE FINANCIAL INC 20,916 411,000 3.14%
9 OPTIMUM INVESTMENT ADVISORS 11,550 227,000 1.73%
10 Highlander Capital Management, LLC 200 4,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.