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ALPS Sector Dividend Dogs ETF
ALPS Sector Dividend Dogs ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 44 Institutional holders with a total value of $355,884,929.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 259,913 97,259,000 27.33%
2 BANK OF AMERICA CORP /DE/ 1,489,455 55,736,000 15.66%
3 MORGAN STANLEY 1,304,237 48,805,000 13.71%
4 UBS AG 707,379 26,470,000 7.44%
5 WELLS FARGO & COMPANY/MN 693,402 25,947,000 7.29%
6 HENGEHOLD CAPITAL MANAGEMENT LLC 670,811 25,102,000 7.05%
7 BBVA USA Bancshares, Inc. 580,903 21,737,000 6.11%
8 Madden Advisory Services, Inc. 339,037 12,687,000 3.56%
9 Janney Montgomery Scott LLC 191,670 7,172,294 2.02%
10 LPL Financial LLC 184,413 6,901,000 1.94%
11 ProVise Management Group, LLC 153,383 5,739,000 1.61%
12 RAYMOND JAMES & ASSOCIATES 111,906 4,188,000 1.18%
13 STIFEL FINANCIAL CORP 67,444 2,524,000 0.71%
14 CAHILL FINANCIAL ADVISORS INC 58,861 2,203,000 0.62%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 53,583 2,005,000 0.56%
16 NOTTINGHAM ADVISORS, INC. 51,650 1,932,000 0.54%
17 AMERIPRISE FINANCIAL INC 37,123 1,389,000 0.39%
18 ROYAL BANK OF CANADA 35,530 1,330,000 0.37%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,998 1,085,000 0.30%
20 Robert W. Baird & Co. Inc 24,780 927,000 0.26%
21 DAVIDSON & GARRARD INC 19,939 746,000 0.21%
22 BEESE FULMER INVESTMENT MANAGEMENT, INC. 16,560 620,000 0.17%
23 Cetera Advisors LLC 15,756 589,000 0.17%
24 Commonwealth Equity Services, Inc 12,243 458,000 0.13%
25 AMERICAN INTERNATIONAL GROUP, INC. 8,375 313,393 0.09%
26 SVA Wealth Management, LLC 7,507 281,000 0.08%
27 DEUTSCHE BANK AG\ 6,545 244,000 0.07%
28 NEXT Financial Group, Inc 6,181 228,000 0.06%
29 SII INVESTMENTS INC/WI 6,084 226,000 0.06%
30 MSI Financial Services Inc 4,803 180,000 0.05%
31 MARINER INDEPENDENT ADVISOR NETWORK, LLC 4,790 179,242 0.05%
32 Creative Planning 3,232 121,000 0.03%
33 DUBUQUE BANK & TRUST CO 2,416 90,000 0.03%
34 PRIVATE TRUST CO NA 2,179 82,000 0.02%
35 COMMUNITY FINANCIAL SYSTEM, INC. 2,175 81,000 0.02%
36 FineMark National Bank & Trust 2,068 77,000 0.02%
37 TOCQUEVILLE ASSET MANAGEMENT L.P. 1,900 71,000 0.02%
38 Partnervest Advisory Services LLC 1,367 51,000 0.01%
39 D.A. DAVIDSON & CO. 958 35,000 0.01%
40 FARMERS & MERCHANTS INVESTMENTS INC 809 30,000 0.01%
41 NEW ENGLAND SECURITIES CORP /MA/ 500 19,000 0.01%
42 MOTCO 340 13,000 0.00%
43 Financial Architects, Inc 200 7,000 0.00%
44 Hudock, Inc. 123 5,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.