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ALPS ETF TRUST SECTR DIV DOGS ETF
ALPS ETF TRUST SECTR DIV DOGS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 69 Institutional holders with a total value of $358,159,486.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,719,048 61,112,000 17.06%
2 BANK OF AMERICA CORP /DE/ 1,578,899 56,130,000 15.67%
3 UBS Group AG 1,126,008 40,030,000 11.18%
4 WELLS FARGO & COMPANY/MN 768,788 27,330,000 7.63%
5 Janney Montgomery Scott LLC 603,467 21,453,000 5.99%
6 HENGEHOLD CAPITAL MANAGEMENT LLC 500,607 17,797,000 4.97%
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 458,870 16,313,000 4.55%
8 AVIANCE CAPITAL MANAGEMENT, LLC 342,565 12,178,000 3.40%
9 Summit Financial Wealth Advisors, LLC 322,784 11,475,000 3.20%
10 LPL Financial LLC 314,967 11,172,000 3.12%
11 CARDAN CAPITAL PARTNERS, LLC 264,325 9,397,000 2.62%
12 ProVise Management Group, LLC 231,627 8,235,000 2.30%
13 Commonwealth Equity Services, Inc 184,263 6,551,000 1.83%
14 Madden Advisory Services, Inc. 153,695 5,463,000 1.53%
15 RAYMOND JAMES & ASSOCIATES 146,887 5,222,000 1.46%
16 GOLDMAN SACHS GROUP INC 128,028 4,551,000 1.27%
17 ROYAL BANK OF CANADA 104,055 3,699,000 1.03%
18 AMERIPRISE FINANCIAL INC 96,436 3,428,000 0.96%
19 JANE STREET GROUP, LLC 90,644 3,222,000 0.90%
20 STIFEL FINANCIAL CORP 84,320 2,998,000 0.84%
21 NOTTINGHAM ADVISORS, INC. 78,352 2,785,000 0.78%
22 CAHILL FINANCIAL ADVISORS INC 74,818 2,660,000 0.74%
23 LAUREL WEALTH ADVISORS, INC. 68,080 2,420,000 0.68%
24 Raymond James Financial Services Advisors, Inc. 65,328 2,322,000 0.65%
25 WELL DONE, LLC 52,980 1,883,000 0.53%
26 Gateway Advisory, LLC 48,851 1,737,000 0.48%
27 CITADEL ADVISORS LLC 44,080 1,567,000 0.44%
28 BAIRD FINANCIAL GROUP, INC. 36,302 1,291,000 0.36%
29 CENTRAL TRUST Co 31,065 1,105,000 0.31%
30 SFMG, LLC 29,610 1,053,000 0.29%
31 AMERICAN INTERNATIONAL GROUP, INC. 26,597 945,000 0.26%
32 SVA Wealth Management, LLC 22,515 800,000 0.22%
33 DAVIDSON & GARRARD INC 20,226 719,000 0.20%
34 Cetera Advisors LLC 19,508 693,000 0.19%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,975 674,000 0.19%
36 BB&T SECURITIES, LLC 18,764 667,000 0.19%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,205 577,000 0.16%
38 MSI Financial Services Inc 15,095 537,000 0.15%
39 Cambridge Investment Research Advisors, Inc. 14,547 517,000 0.14%
40 CUE ADVISORY SERVICES, INC. 12,750 453,000 0.13%
41 SHEAFF BROCK INVESTMENT ADVISORS, LLC 12,290 437,000 0.12%
42 Virtu KCG Holdings LLC 11,996 426,000 0.12%
43 VICUS CAPITAL 11,987 426,000 0.12%
44 Overbrook Management Corp 9,580 341,000 0.10%
45 SII INVESTMENTS INC/WI 9,426 335,000 0.09%
46 Simply Money Advisors 9,222 328,000 0.09%
47 CREDIT SUISSE AG/ 8,719 310,000 0.09%
48 Hudock, Inc. 8,362 297,000 0.08%
49 First Heartland Consultants, Inc. 8,193 291,000 0.08%
50 Composition Wealth, LLC 8,135 289,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.