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ALPS ETF TRUST SECTR DIV DOGS ETF
ALPS ETF TRUST SECTR DIV DOGS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 73 Institutional holders with a total value of $407,840,568.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,589,874 61,894,000 15.18%
2 MORGAN STANLEY 1,518,796 59,126,000 14.50%
3 UBS Group AG 985,332 38,359,000 9.41%
4 WELLS FARGO & COMPANY/MN 770,103 29,981,000 7.35%
5 Janney Montgomery Scott LLC 667,999 26,005,000 6.38%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 595,114 23,168,000 5.68%
7 HENGEHOLD CAPITAL MANAGEMENT LLC 492,630 19,178,000 4.70%
8 CARDAN CAPITAL PARTNERS, LLC 433,379 16,871,000 4.14%
9 BERGANKDV WEALTH MANAGEMENT, LLC 290,396 11,305,000 2.77%
10 RAYMOND JAMES & ASSOCIATES 263,560 10,260,000 2.52%
11 LPL Financial LLC 265,757 10,171,000 2.49%
12 NIEMANN CAPITAL MANAGEMENT INC 248,936 9,691,000 2.38%
13 ProVise Management Group, LLC 229,991 8,954,000 2.20%
14 Commonwealth Equity Services, Inc 186,074 7,244,000 1.78%
15 ENVESTNET ASSET MANAGEMENT INC 181,730 7,075,000 1.73%
16 Raymond James Financial Services Advisors, Inc. 179,430 6,985,000 1.71%
17 Madden Advisory Services, Inc. 149,081 5,803,000 1.42%
18 GOLDMAN SACHS GROUP INC 128,218 4,992,000 1.22%
19 Gateway Advisory, LLC 106,751 4,156,000 1.02%
20 JANE STREET GROUP, LLC 102,496 3,990,000 0.98%
21 ROYAL BANK OF CANADA 95,669 3,724,000 0.91%
22 AMERIPRISE FINANCIAL INC 90,144 3,509,000 0.86%
23 STIFEL FINANCIAL CORP 71,742 2,793,000 0.68%
24 NOTTINGHAM ADVISORS, INC. 78,352 2,785,000 0.68%
25 CENTRAL TRUST Co 68,793 2,678,000 0.66%
26 CAHILL FINANCIAL ADVISORS INC 66,370 2,584,000 0.63%
27 LAUREL WEALTH ADVISORS, INC. 64,460 2,509,000 0.62%
28 WESPAC Advisors, LLC 53,955 2,100,000 0.51%
29 CUE ADVISORY SERVICES, INC. 52,200 2,032,000 0.50%
30 WELL DONE, LLC 43,960 1,711,000 0.42%
31 Cambridge Investment Research Advisors, Inc. 32,028 1,247,000 0.31%
32 SFMG, LLC 29,610 1,153,000 0.28%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,053 1,014,000 0.25%
34 AMERICAN INTERNATIONAL GROUP, INC. 24,922 970,000 0.24%
35 AVIANCE CAPITAL MANAGEMENT, LLC 23,855 929,000 0.23%
36 Cetera Advisors LLC 21,756 851,000 0.21%
37 SG Americas Securities, LLC 21,351 831,000 0.20%
38 Ancora Advisors LLC 20,177 785,000 0.19%
39 CAVALIER INVESTMENTS, LLC 18,535 721,568 0.18%
40 DAVIDSON & GARRARD INC 17,423 678,000 0.17%
41 BAIRD FINANCIAL GROUP, INC. 17,024 663,000 0.16%
42 MSI Financial Services Inc 14,517 565,000 0.14%
43 Tuttle Capital Management, LLC 13,697 530,000 0.13%
44 REGIONS FINANCIAL CORP 12,660 493,000 0.12%
45 BB&T SECURITIES, LLC 11,613 452,000 0.11%
46 Atria Investments, Inc 10,485 408,000 0.10%
47 Overbrook Management Corp 9,580 373,000 0.09%
48 SVA Wealth Management, LLC 8,756 341,000 0.08%
49 Private Advisor Group, LLC 8,503 331,000 0.08%
50 Simply Money Advisors 8,030 313,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.