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ALPS ETF TRUST SECTR DIV DOGS ETF
ALPS ETF TRUST SECTR DIV DOGS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 79 Institutional holders with a total value of $485,005,218.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 DUBUQUE BANK & TRUST CO 1 0 0.00%
3 FineMark National Bank & Trust 50 2,000 0.00%
4 Carroll Financial Associates, Inc. 138 5,000 0.00%
5 Winch Advisory Services, LLC 145 6,000 0.00%
6 Financial Architects, Inc 250 10,000 0.00%
7 Community Bank, N.A. 250 10,000 0.00%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 300 12,000 0.00%
9 CWM, LLC 358 14,000 0.00%
10 Creative Planning 400 16,000 0.00%
11 ROWLAND CARMICHAEL ADVISORS INC /ADV 523 21,000 0.00%
12 WEALTHPLAN PARTNERS, LLC 1,565 30,218 0.01%
13 IFP ADVISORS, INC 2,052 82,000 0.02%
14 US BANCORP \DE\ 2,381 95,000 0.02%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 2,713 108,000 0.02%
16 Argentus Capital Management, LLC 5,062 202,000 0.04%
17 First Allied Advisory Services, Inc. 5,358 214,000 0.04%
18 NEXT Financial Group, Inc 5,615 223,000 0.05%
19 SHEAFF BROCK INVESTMENT ADVISORS, LLC 6,290 251,000 0.05%
20 Investors Capital Advisory Services 6,612 263,000 0.05%
21 Composition Wealth, LLC 6,410 267,000 0.06%
22 BAIRD FINANCIAL GROUP, INC. 6,697 267,000 0.06%
23 MILLENNIUM MANAGEMENT LLC 7,023 280,000 0.06%
24 ALLIANCEBERNSTEIN L.P. 8,049 321,000 0.07%
25 Cutter & CO Brokerage, Inc. 8,225 328,000 0.07%
26 Hudock, Inc. 8,766 349,000 0.07%
27 SVA Wealth Management, LLC 8,756 349,000 0.07%
28 Overbrook Management Corp 9,580 382,000 0.08%
29 Private Advisor Group, LLC 9,755 387,000 0.08%
30 BB&T SECURITIES, LLC 10,817 431,000 0.09%
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 11,009 439,000 0.09%
32 CITIGROUP INC 11,810 471,000 0.10%
33 Tuttle Capital Management, LLC 14,110 563,000 0.12%
34 REGIONS FINANCIAL CORP 14,660 585,000 0.12%
35 STRATEGIC FINANCIAL GROUP, LLC 16,072 641,000 0.13%
36 MSI Financial Services Inc 17,803 710,000 0.15%
37 DAVIDSON & GARRARD INC 17,858 712,000 0.15%
38 CAVALIER INVESTMENTS, LLC 18,535 739,000 0.15%
39 HighTower Advisors, LLC 18,567 741,000 0.15%
40 Cetera Advisors LLC 21,075 840,000 0.17%
41 Simply Money Advisors 22,205 886,000 0.18%
42 AVIANCE CAPITAL MANAGEMENT, LLC 24,171 964,000 0.20%
43 NATIONAL PLANNING CORP 24,460 1,008,000 0.21%
44 Atria Investments, Inc 25,766 1,033,000 0.21%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,027 1,078,000 0.22%
46 SFMG, LLC 28,710 1,145,000 0.24%
47 ADVISOR GROUP, INC. 34,326 1,367,000 0.28%
48 Merriman Wealth Management, LLC 34,983 1,395,000 0.29%
49 Cambridge Investment Research Advisors, Inc. 36,333 1,449,000 0.30%
50 WELL DONE, LLC 44,243 1,765,000 0.36%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.