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ALPS ETF TRUST SECTR DIV DOGS ETF
ALPS ETF TRUST SECTR DIV DOGS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 100 Institutional holders with a total value of $702,585,350.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 8 0 0.00%
2 DUBUQUE BANK & TRUST CO 1 0 0.00%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0 0 0.00%
4 Parallax Volatility Advisers, L.P. 1 0 0.00%
5 Carroll Financial Associates, Inc. 140 5,000 0.00%
6 Winch Advisory Services, LLC 145 6,000 0.00%
7 Live Your Vision, LLC 154 6,000 0.00%
8 D.A. DAVIDSON & CO. 150 6,000 0.00%
9 PNC FINANCIAL SERVICES GROUP, INC. 198 8,000 0.00%
10 SEI INVESTMENTS CO 200 8,000 0.00%
11 Winslow, Evans & Crocker, Inc. 214 9,004 0.00%
12 ROYAL FUND MANAGEMENT, LLC 261 10,000 0.00%
13 CWM, LLC 257 11,000 0.00%
14 Financial Architects, Inc 250 11,000 0.00%
15 Community Bank, N.A. 250 11,000 0.00%
16 Creative Planning 300 13,000 0.00%
17 HOWE & RUSLING INC 529 22,000 0.00%
18 ROWLAND CARMICHAEL ADVISORS INC /ADV 523 22,000 0.00%
19 COUNTRY TRUST BANK 586 25,000 0.00%
20 SONORA INVESTMENT MANAGEMENT, LLC 650 27,346 0.00%
21 IHT WEALTH MANAGEMENT, LLC 817 35,000 0.00%
22 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 934 39,000 0.01%
23 US BANCORP \DE\ 1,895 80,000 0.01%
24 Perigon Wealth Management, LLC 1,839 81,000 0.01%
25 Gemmer Asset Management LLC 2,421 102,000 0.01%
26 BB&T INVESTMENT SERVICES, INC. 2,628 111,000 0.02%
27 IFP ADVISORS, INC 2,677 113,000 0.02%
28 Buffington Mohr McNeal 3,000 126,000 0.02%
29 CITADEL ADVISORS LLC 4,778 201,000 0.03%
30 BEESE FULMER INVESTMENT MANAGEMENT, INC. 4,825 203,000 0.03%
31 King Wealth Management Group 4,890 206,000 0.03%
32 Cetera Advisor Networks LLC 5,119 214,000 0.03%
33 Commonwealth Financial Services, LLC 5,170 220,000 0.03%
34 CITIGROUP INC 5,579 235,000 0.03%
35 Ken Stern & Associates, Inc. 5,958 251,000 0.04%
36 LIDO ADVISORS, LLC 6,214 261,000 0.04%
37 Stratos Wealth Partners, LTD. 6,837 288,000 0.04%
38 First Allied Advisory Services, Inc. 7,193 303,000 0.04%
39 ALLIANCEBERNSTEIN L.P. 7,649 322,000 0.05%
40 SVA Wealth Management, LLC 7,805 328,000 0.05%
41 BB&T SECURITIES, LLC 7,944 330,000 0.05%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 8,214 346,000 0.05%
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,540 359,000 0.05%
44 Cutter & CO Brokerage, Inc. 8,725 367,000 0.05%
45 FDx Advisors, Inc. 9,445 397,000 0.06%
46 WEDBUSH SECURITIES INC 10,236 431,000 0.06%
47 Hudock, Inc. 11,189 470,000 0.07%
48 Independent Portfolio Consultants, Inc. 11,540 485,000 0.07%
49 REGIONS FINANCIAL CORP 12,785 538,000 0.08%
50 ALLEGIS INVESTMENT ADVISORS, LLC 13,846 583,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.