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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 4,283 holdings with a total value of $301,670,008,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NUVEEN MUNICIPAL CREDIT INC 34,473 5,000 0.00%
52 NUVEEN MUN VALUE FD INC 46,482 5,000 0.00%
53 BLACKROCK MUNIY MICHIGAN 35,108 5,000 0.00%
54 FlexShares 10,250 5,000 0.00%
55 NTN Buzztime, Inc. 29,574 5,000 0.00%
56 RXI PHARMACEUTICALS CORP NEW 12,782 5,000 0.00%
57 AMERICAN DG ENERGY INC 16,539 6,000 0.00%
58 TELLURIAN INC NEW COM 11,049 6,000 0.00%
59 INVESCO MUN OPPORTUNITY TR 48,403 6,000 0.00%
60 ROYALE ENERGY INC 20,369 7,000 0.00%
61 U S ENERGY CORP WYO 42,220 7,000 0.00%
62 AG&E HOLDINGS INC 13,831 7,000 0.00%
63 ENSYNC INC 19,479 7,000 0.00%
64 HOOPER HOLMES INC 110,612 7,000 0.00%
65 RELIV INTL INC COM NEW 11,347 7,000 0.00%
66 ATOSSA GENETICS INC COM 22,677 7,000 0.00%
67 CARDICA INC 51,703 8,000 0.00%
68 FIELDPOINT PETROLEUM CORP 12,772 8,000 0.00%
69 VANGUARD BD INDEX FDS 11,072 9,000 0.00%
70 DAKOTA PLAINS HOLDINGS INC 34,631 9,000 0.00%
71 ENTEROMEDICS INC 69,013 9,000 0.00%
72 VENAXIS INC 28,824 9,000 0.00%
73 Market Vectors Short Term Muni 58,813 10,000 0.00%
74 VANGUARD CHARLOTTE FDS 19,592 10,000 0.00%
75 PENN WEST PETE LTD NEW 12,554 10,000 0.00%
76 MINES MGMT INC 29,897 11,000 0.00%
77 PARAMOUNT GOLD NEV CORP 10,669 11,000 0.00%
78 GLORI ENERGY INC 31,370 11,000 0.00%
79 JOES JEANS INC 72,948 12,000 0.00%
80 SOLITARIO EXPL & RTY CORP COM 24,532 12,000 0.00%
81 LIQTECH INTL INC 12,157 12,000 0.00%
82 B2GOLD CORP 12,142 12,000 0.00%
83 UNI PIXEL INC COM NEW 22,853 12,000 0.00%
84 TRANSGENOMIC INC COM NEW 11,055 12,000 0.00%
85 GOLDEN MINERALS CO 60,212 12,000 0.00%
86 STRATA SKIN SCIENCES INC COM 10,964 12,000 0.00%
87 INTERPACE DIAGNOSTICS GROUP 28,831 13,000 0.00%
88 MAJESCO ENTERTAINMENT CO COM PAR NEW 12,268 13,000 0.00%
89 BLUE EARTH INC COM 25,507 13,000 0.00%
90 INSTITUTIONAL FINL MKTS INC 11,807 14,000 0.00%
91 PIMCO STRATEGIC INCOME FD 159,589 14,000 0.00%
92 LANTRONIX INC 12,240 14,000 0.00%
93 GAFISA ADR RPSG 2 ORD 12,330 14,000 0.00%
94 GEVO INC 22,638 14,000 0.00%
95 Stereotaxis Inc 20,567 15,000 0.00%
96 URANIUM RES INC 29,076 15,000 0.00%
97 CASI PHARMACEUTICALS INC COM 17,075 16,000 0.00%
98 BIODEL INC 45,764 16,000 0.00%
99 ONCONOVA THERAPEUTICS 18,281 17,000 0.00%
100 GIGA TRONICS INC 10,540 17,000 0.00%
Page 2 of 86

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-16-000027, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.