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PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 47 Institutional holders with a total value of $23,696,238.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 1,037,515 9,504,000 40.11%
2 Invesco Ltd. 237,643 2,127,000 8.98%
3 First Allied Advisory Services, Inc. 126,379 1,137,000 4.80%
4 Commonwealth Equity Services, Inc 98,861 885,000 3.73%
5 MORGAN STANLEY 92,901 832,000 3.51%
6 GUGGENHEIM CAPITAL LLC 90,099 806,000 3.40%
7 BANK OF AMERICA CORP /DE/ 76,850 688,000 2.90%
8 Cambridge Investment Research Advisors, Inc. 74,511 667,000 2.81%
9 Laurion Capital Management LP 70,228 629,000 2.65%
10 MSI Financial Services Inc 62,253 557,000 2.35%
11 NATIONAL PLANNING CORP 63,068 541,000 2.28%
12 UBS Group AG 57,739 517,000 2.18%
13 AMERICAN INTERNATIONAL GROUP, INC. 56,484 506,000 2.14%
14 CETERA INVESTMENT ADVISERS 47,263 422,000 1.78%
15 ROYAL BANK OF CANADA 44,879 402,000 1.70%
16 Brick & Kyle, Associates 41,720 373,000 1.57%
17 Koshinski Asset Management, Inc. 40,345 361,000 1.52%
18 Stratos Wealth Partners, LTD. 40,000 358,000 1.51%
19 Virtu KCG Holdings LLC 29,773 266,000 1.12%
20 Raymond James Financial Services Advisors, Inc. 28,118 252,000 1.06%
21 WELLS FARGO & COMPANY/MN 21,066 188,000 0.79%
22 Sigma Planning Corp 19,873 178,000 0.75%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,317 163,000 0.69%
24 STIFEL FINANCIAL CORP 15,602 139,000 0.59%
25 INVESTMENT CENTERS OF AMERICA INC 14,700 132,000 0.56%
26 Creative Planning 13,967 125,000 0.53%
27 AMERIPRISE FINANCIAL INC 13,836 124,000 0.52%
28 Cetera Advisor Networks LLC 11,964 108,000 0.46%
29 Kovack Advisors, Inc. 12,008 107,000 0.45%
30 1ST SOURCE BANK 11,750 105,000 0.44%
31 Frontier Wealth Management LLC 11,750 105,000 0.44%
32 Concert Wealth Management Inc. 10,451 94,000 0.40%
33 LAUREL WEALTH ADVISORS, INC. 10,400 93,000 0.39%
34 Clearbridge Investments, LLC 7,394 66,000 0.28%
35 PNC FINANCIAL SERVICES GROUP, INC. 3,879 35,000 0.15%
36 ALLEGIS INVESTMENT ADVISORS, LLC 2,314 21,000 0.09%
37 IFP ADVISORS, INC 1,745 16,000 0.07%
38 NORTHERN TRUST CORP 159,589 14,000 0.06%
39 REILLY FINANCIAL ADVISORS, LLC 1,500 13,000 0.05%
40 FIFTH THIRD BANCORP 1,350 12,000 0.05%
41 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 9,000 0.04%
42 Tower Research Capital LLC (TRC) 756 7,000 0.03%
43 PENSERRA CAPITAL MANAGEMENT LLC 474 4,000 0.02%
44 Advisory Services Network, LLC 300 3,000 0.01%
45 Winslow, Evans & Crocker, Inc. 250 2,238 0.01%
46 Gemmer Asset Management LLC 245 2,000 0.01%
47 NEXT Financial Group, Inc 125 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.