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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 4,226 holdings with a total value of $308,046,202,000.
#
Name
Shares
Value ($)
%
Options
Notes
4201 SPDR SER TR 11,051 4,000 0.00%
4202 AMERICAN DG ENERGY INC 16,539 4,000 0.00%
4203 DEUTSCHE STRATEGIC 18,800 3,000 0.00%
4204 NUVEEN MUN MKT OPPORTUNITY F 21,600 3,000 0.00%
4205 INVESCO MUN TR 18,717 3,000 0.00%
4206 NUVEEN OHIO QUALITY INCOME M 15,622 3,000 0.00%
4207 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 21,718 3,000 0.00%
4208 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 17,548 3,000 0.00%
4209 FORBES ENERGY SERVICES LTD 14,368 3,000 0.00%
4210 NEUBERGER BERMAN INTER MUNI 10,000 2,000 0.00%
4211 BLACKROCK MUNIHLDGS NY QLTY 14,172 2,000 0.00%
4212 BLACKROCK MUNIVEST FD INC 23,571 2,000 0.00%
4213 INVESCO VALUE MUN INCOME TR 13,169 2,000 0.00%
4214 DREYFUS STRATEGIC MUNS INCORPORATED 25,606 2,000 0.00%
4215 BLACKROCK MUN INCOME TR 10,330 2,000 0.00%
4216 NUVEEN SELECT TAX FREE INCM 10,000 2,000 0.00%
4217 SUPERCONDUCTOR TECHNOLOGIES 11,593 2,000 0.00%
4218 BLACKROCK MUNIYIELD FD INC 14,918 2,000 0.00%
4219 BLACKROCK MUNIHLDGS FD II IN 11,065 2,000 0.00%
4220 Nuveen Closed-End Funds/USA 15,647 2,000 0.00%
4221 NUVEEN PREM INCOME MUN FD 2 11,645 1,000 0.00%
4222 BLACKROCK MUNIENHANCED FD IN 10,144 1,000 0.00%
4223 BOULDER GROWTH & INCOME FUND COM 11,000 1,000 0.00%
4224 MORGAN STANLEY EM MKTS DM DECOM 16,666 1,000 0.00%
4225 Dreyfus Mun Income Inc Com 14,800 1,000 0.00%
4226 COMMUNITY HEALTH SYS INC NEW 31,947 0 0.00%
Page 85 of 85

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-16-000044, filed 2016.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.