| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,165,627 | 17,578,000 | 15.37% | ||
| 2 | 1607 Capital Partners, LLC | 700,252 | 10,560,000 | 9.23% | ||
| 3 | MACKAY SHIELDS LLC | 674,680 | 10,174,000 | 8.90% | ||
| 4 | WELLS FARGO & COMPANY/MN | 583,474 | 8,799,000 | 7.69% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 542,379 | 8,179,000 | 7.15% | ||
| 6 | Invesco Ltd. | 468,352 | 7,063,000 | 6.18% | ||
| 7 | Advisors Asset Management, Inc. | 443,283 | 6,685,000 | 5.85% | ||
| 8 | MORGAN STANLEY | 324,050 | 4,887,000 | 4.27% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 313,813 | 4,732,000 | 4.14% | ||
| 10 | UBS Group AG | 301,024 | 4,540,000 | 3.97% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 199,084 | 3,002,000 | 2.62% | ||
| 12 | Horizon Kinetics LLC | 186,953 | 2,819,000 | 2.46% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 160,857 | 2,426,000 | 2.12% | ||
| 14 | VAN ECK ASSOCIATES CORP | 143,108 | 2,158,000 | 1.89% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 116,918 | 1,764,000 | 1.54% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 103,508 | 1,561,000 | 1.36% | ||
| 17 | ROYAL BANK OF CANADA | 97,155 | 1,465,000 | 1.28% | ||
| 18 | NORTHERN CAPITAL MANAGEMENT LLC | 94,990 | 1,432,000 | 1.25% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 76,906 | 1,160,000 | 1.01% | ||
| 20 | Capital Investment Advisors, LLC | 76,057 | 1,147,000 | 1.00% | ||
| 21 | Shamrock Asset Management LLC | 62,801 | 947,000 | 0.83% | ||
| 22 | NATIONAL PLANNING CORP | 55,796 | 840,000 | 0.73% | ||
| 23 | FIRST TRUST ADVISORS LP | 50,581 | 763,000 | 0.67% | ||
| 24 | VICUS CAPITAL | 48,497 | 731,000 | 0.64% | ||
| 25 | LPL Financial LLC | 45,091 | 683,000 | 0.60% | ||
| 26 | NWAM LLC | 40,875 | 616,000 | 0.54% | ||
| 27 | DOLIVER ADVISORS, LP | 39,595 | 599,000 | 0.52% | ||
| 28 | Global Endowment Management, LP | 36,675 | 553,000 | 0.48% | ||
| 29 | TFS CAPITAL LLC | 31,861 | 480,000 | 0.42% | ||
| 30 | BB&T SECURITIES, LLC | 30,384 | 458,000 | 0.40% | ||
| 31 | Yellowstone Partners, LLC | 25,300 | 382,000 | 0.33% | ||
| 32 | BAIRD FINANCIAL GROUP, INC. | 24,892 | 372,000 | 0.33% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 22,024 | 332,000 | 0.29% | ||
| 34 | Creative Planning | 19,538 | 295,000 | 0.26% | ||
| 35 | STIFEL FINANCIAL CORP | 18,975 | 286,000 | 0.25% | ||
| 36 | Private Advisor Group, LLC | 18,889 | 286,000 | 0.25% | ||
| 37 | Commonwealth Equity Services, Inc | 17,072 | 257,000 | 0.22% | ||
| 38 | MAD RIVER INVESTORS | 16,800 | 253,000 | 0.22% | ||
| 39 | WHITTIER TRUST CO OF NEVADA INC | 13,500 | 204,000 | 0.18% | ||
| 40 | CORNERSTONE ADVISORS INC | 12,864 | 194,000 | 0.17% | ||
| 41 | WESBANCO BANK INC | 12,800 | 193,000 | 0.17% | ||
| 42 | ADVISOR GROUP, INC. | 12,907 | 193,000 | 0.17% | ||
| 43 | OPPENHEIMER & CO INC | 12,225 | 184,000 | 0.16% | ||
| 44 | Raymond James Financial Services Advisors, Inc. | 12,127 | 183,000 | 0.16% | ||
| 45 | COMMERCE BANK | 12,000 | 181,000 | 0.16% | ||
| 46 | SANDERS MORRIS HARRIS INC/FA | 11,804 | 178,000 | 0.16% | ||
| 47 | CLOUGH CAPITAL PARTNERS L P | 11,600 | 175,000 | 0.15% | ||
| 48 | HighTower Advisors, LLC | 11,470 | 173,000 | 0.15% | ||
| 49 | COMMUNITY BANK & TRUST, WACO, TEXAS | 11,325 | 171,000 | 0.15% | ||
| 50 | OLIVER LUXXE ASSETS LLC | 10,017 | 151,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
