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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,733 holdings with a total value of $90,130,922,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PERFORMANT FINL CORP 125 0 0.00%
2 DRYSHIPS INC 354 0 0.00% Call
3 MADRIGAL PHARMACEUTICALS INC 4 0 0.00%
4 CYTOSORBENTS CORP 4 0 0.00%
5 ZAFGEN INC COM 143 0 0.00%
6 CREDIT SUISSE AG NASSAU BRH 12 0 0.00%
7 CELSION CORPORATION COM PAR 70 0 0.00%
8 BROADWIND ENERGY INC COM NEW 61 0 0.00%
9 SYNGENTA AG 4 0 0.00%
10 CYTRX CORP 608 0 0.00%
11 PACIFIC DRILLING SA LUXEMBOU 4 0 0.00%
12 CONATUS PHARMACEUTICALS INC 14 0 0.00%
13 LEJU HLDGS LTD 81 0 0.00%
14 YINGLI GREEN ENERGY HLDG CO 106 0 0.00%
15 LIPOCINE INC NEW 105 0 0.00%
16 FXCM Inc 20 0 0.00% Call
17 Centrus Energy Corp. 2 0 0.00%
18 HOUSTON AMERN ENERGY CORP 38 0 0.00%
19 NEWTEK BUSINESS SVCS CORP COM NEW 35 0 0.00%
20 DS HEALTHCARE GROUP INC 3 0 0.00%
21 Life Technologies Corp 21 0 0.00%
22 PERNIX THERAPEUTICS HLDGS IN 576 0 0.00%
23 BERKSHIRE HATHAWAY INC DEL 2 0 0.00%
24 CORVUS PHARMACEUTICALS INC COM 21 0 0.00%
25 NAVIOS MARITIME PARTNERS L P 1 0 0.00%
26 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 13 0 0.00%
27 APTEVO THERAPEUTICS INC 104 0 0.00%
28 GTX INC 28 0 0.00%
29 SHARPS COMPLIANCE CORP 91 0 0.00%
30 FRANCO NEVADA CORP 3 0 0.00%
31 ELEPHANT TALK COMM CORP 12 0 0.00%
32 GLOBALSTAR INC 100 0 0.00% Put
33 VTV THERAPEUTICS INC 49 0 0.00%
34 GRIFFIN INL RLTY INC 10 0 0.00%
35 AMIRA NATURE FOODS LTD 10 0 0.00%
36 SecureWorks Corp. 39 0 0.00%
37 FALCONSTOR SOFTWARE INC 191 0 0.00%
38 CHINA YUCHAI INTL LTD 30 0 0.00%
39 HALYARD HEALTH INC 12 0 0.00% Call
40 Voltari Corp 17 0 0.00%
41 AIXTRON SE 54 0 0.00%
42 ALIMERA SCIENCES INC 93 0 0.00%
43 POWERSHS DB MULTI SECT COMM 55 0 0.00%
44 HARTE-HANKS INC 54 0 0.00%
45 BON-TON STORES INC 49 0 0.00%
46 MAJESCO 38 0 0.00%
47 CHINA BAK BATTERY INC 97 0 0.00%
48 MAST THERAPEUTICS INC COM 400 0 0.00%
49 INTREPID POTASH INC 300 0 0.00% Put
50 OCI PARTNERS LP 58 0 0.00%
Page 1 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-16-000279, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.