Dark
Light
System
Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 6,740 holdings with a total value of $92,542,179,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 COGINT INC 252 1,000 0.00%
202 MAXWELL TECHNOLOGIES INC 136 1,000 0.00%
203 Egalet Corp 192 1,000 0.00%
204 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND 21 1,000 0.00%
205 Culp, Inc. 36 1,000 0.00%
206 INTREPID POTASH INC 300 1,000 0.00% Put
207 POWERSHS DB MULTI SECT COMM 55 1,000 0.00%
208 GENIE ENERGY LTD CL B 236 1,000 0.00%
209 HORIZON TECHNOLOGY FIN CORP COM 76 1,000 0.00%
210 LUBYS INC COM 331 1,000 0.00%
211 BROOKFIELD REAL ASSETS INCOM 30 1,000 0.00%
212 TRC COS INC 89 1,000 0.00%
213 GAIN CAP HLDGS INC 255 1,000 0.00%
214 ARC DOCUMENT SOLUTIONS INC COM 190 1,000 0.00%
215 SYNTHETIC BIOLOGICS INCORPORATED 1,835 1,000 0.00%
216 CORNERSTONE TOTAL RETURN FD 56 1,000 0.00%
217 HOEGH LNG PARTNERS LP 62 1,000 0.00%
218 LSC COMMUNICATIONS INC COM 24 1,000 0.00% Call
219 GALENA BIOPHARMA INCORPORATED COM NEW 377 1,000 0.00%
220 Biostar Pharmaceuticals Inc 470 1,000 0.00%
221 SHOPIFY INC 31 1,000 0.00%
222 TRECORA RES 100 1,000 0.00%
223 CORINDUS VASCULAR ROBOTICS INCORPORATED 1,033 1,000 0.00%
224 ICHOR HOLDINGS SHS 50 1,000 0.00%
225 FOGO DE CHAO INC 92 1,000 0.00%
226 OI S A SPONSORED ADR NE 165 1,000 0.00%
227 HALCON RES CORPORATION COM PAR NEW 118 1,000 0.00% Put
228 SEASPAN CORP SHS 100 1,000 0.00% Call
229 SUPERIOR UNIFORM GP INC COM 57 1,000 0.00%
230 CONTANGO OIL & GAS CO COM NEW 81 1,000 0.00%
231 METHANEX CORP 13 1,000 0.00%
232 Cambium Learning Group Inc 156 1,000 0.00%
233 YINGLI GREEN ENERGY HLDG CO 560 1,000 0.00% Call
234 CANCER GENETICS 454 1,000 0.00%
235 FIRST DEFIANCE FINL CORP 12 1,000 0.00%
236 DELEK LOGISTICS PARTNERS LP 26 1,000 0.00%
237 CYTRX CORP 1,823 1,000 0.00%
238 CONSOLIDATED WATER CO INC ORD 100 1,000 0.00%
239 HEMISPHERE MEDIA GROUP INC CL A 100 1,000 0.00%
240 VERMILION ENERGY INC 31 1,000 0.00%
241 CARE COM INC 74 1,000 0.00%
242 HUDBAY MINERALS INC 100 1,000 0.00%
243 VEDANTA LTD 75 1,000 0.00%
244 LIBERTY TAX INC 111 1,000 0.00%
245 PROSHARES TR 29 1,000 0.00%
246 Rush Enterprises Inc 27 1,000 0.00%
247 TRANSALTA CORP 100 1,000 0.00%
248 IRIDEX CORP 46 1,000 0.00%
249 ENVIVA PARTNERS LP 20 1,000 0.00%
250 CHINA GREEN AGRICULTURE INC 1,100 1,000 0.00% Put
Page 5 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-17-000005, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.