| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 3,286,250 | 49,524,000 | 96.93% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 69,836 | 1,052,000 | 2.06% | ||
| 3 | Cetera Advisors LLC | 11,137 | 169,000 | 0.33% | ||
| 4 | IFP ADVISORS, INC | 8,551 | 129,000 | 0.25% | ||
| 5 | Creative Planning | 5,861 | 88,000 | 0.17% | ||
| 6 | ROYAL BANK OF CANADA | 2,583 | 39,000 | 0.08% | ||
| 7 | MORGAN STANLEY | 2,143 | 32,000 | 0.06% | ||
| 8 | ADVISOR GROUP, INC. | 1,120 | 17,000 | 0.03% | ||
| 9 | GENEOS WEALTH MANAGEMENT INC. | 775 | 11,000 | 0.02% | ||
| 10 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 700 | 11,000 | 0.02% | ||
| 11 | MSI Financial Services Inc | 430 | 6,000 | 0.01% | ||
| 12 | NEXT Financial Group, Inc | 325 | 5,000 | 0.01% | ||
| 13 | WELLS FARGO & COMPANY/MN | 363 | 5,000 | 0.01% | ||
| 14 | BELLWETHER INVESTMENT GROUP, LLC | 313 | 5,000 | 0.01% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 62 | 1,000 | 0.00% | ||
| 16 | BARCLAYS PLC | 56 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
