| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPATH INC | 13,415 | 4,000 | 0.00% | ||
| 2 | Capstone Turbine | 10,000 | 4,000 | 0.00% | ||
| 3 | WALTER ENERGY INC COM | 17,500 | 4,000 | 0.00% | ||
| 4 | DRAGONWAVE INC | 10,000 | 5,000 | 0.00% | ||
| 5 | VRINGO INC | 11,600 | 6,000 | 0.00% | ||
| 6 | GENERAL MOLY INC | 10,670 | 8,000 | 0.00% | ||
| 7 | GOODRICH PETE CORP | 16,000 | 8,000 | 0.00% | PRN | |
| 8 | INTERPHASE CORP | 12,000 | 9,000 | 0.00% | ||
| 9 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 11,000 | 10,000 | 0.00% | PRN | |
| 10 | ENDOLOGIX INC | 10,000 | 10,000 | 0.00% | PRN | |
| 11 | STARWOOD PPTY TR INC | 10,000 | 11,000 | 0.00% | PRN | |
| 12 | Oncolytics Biotech Inc | 24,500 | 12,000 | 0.00% | ||
| 13 | MICRON TECHNOLOGY INC SR SB CV NT 3 43 | 13,000 | 12,000 | 0.00% | PRN | |
| 14 | DISCOVERY LABORATORIES INC N | 17,500 | 12,000 | 0.00% | ||
| 15 | FOREST CITY ENTERPRISES INC | 10,000 | 12,000 | 0.00% | PRN | |
| 16 | NATIONAL HEALTH INVS INC | 13,000 | 13,000 | 0.00% | PRN | |
| 17 | BROADSOFT INC | 13,000 | 14,000 | 0.00% | PRN | |
| 18 | SPIRIT RLTY CAP INC NEW | 15,000 | 14,000 | 0.00% | PRN | |
| 19 | REDWOOD TR INC | 16,000 | 15,000 | 0.00% | PRN | |
| 20 | Ultrapetrol (Bahamas) Ltd | 13,500 | 15,000 | 0.00% | ||
| 21 | MASSEY ENERGY CO *IN DEFAULT* SR NOTE CONV | 16,685 | 17,000 | 0.00% | PRN | |
| 22 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 17,000 | 17,000 | 0.00% | PRN | |
| 23 | RTI INTL METALS INC SR CV NT1.625 19 | 16,000 | 17,000 | 0.00% | PRN | |
| 24 | HOLOGIC INC | 15,000 | 18,000 | 0.00% | PRN | |
| 25 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 18,000 | 18,000 | 0.00% | PRN | |
| 26 | ENDEAVOUR SILVER CORP | 10,000 | 20,000 | 0.00% | ||
| 27 | CTRIP COM INTL LTD | 20,000 | 23,000 | 0.00% | PRN | |
| 28 | COLONY CAP INC | 24,000 | 25,000 | 0.00% | PRN | |
| 29 | CIENA CORP SR NT CV 17 | 25,000 | 25,000 | 0.00% | PRN | |
| 30 | PENN WEST PETE LTD NEW | 15,060 | 26,000 | 0.00% | ||
| 31 | CHESAPEAKE ENERGY CORP | 30,000 | 26,000 | 0.00% | PRN | |
| 32 | BLACKSTONE MTG TR INC | 26,047 | 26,000 | 0.00% | PRN | |
| 33 | WEBMD HEALTH CORP | 25,000 | 26,000 | 0.00% | PRN | |
| 34 | TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 | 19,000 | 26,000 | 0.00% | PRN | |
| 35 | TESLA INC | 26,672 | 27,000 | 0.00% | PRN | |
| 36 | HOVNANIAN ENTERPRISES INC | 10,525 | 28,000 | 0.00% | ||
| 37 | OMNICARE INC | 23,000 | 28,000 | 0.00% | PRN | |
| 38 | RYLAND GROUP INC SR NT CV 0.25 19 | 30,000 | 29,000 | 0.00% | PRN | |
| 39 | GTX INC | 20,000 | 29,000 | 0.00% | ||
| 40 | Ares Capital Corp | 39,140 | 39,000 | 0.00% | PRN | |
| 41 | Codexis Inc Com | 10,000 | 39,000 | 0.00% | ||
| 42 | BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 | 26,000 | 40,000 | 0.00% | PRN | |
| 43 | SOLAZYME INC | 40,644 | 41,000 | 0.00% | PRN | |
| 44 | PARKER DRILLING COMPANY | 12,500 | 42,000 | 0.00% | ||
| 45 | * SANDRIDGE ENERGY INC COM | 52,218 | 46,000 | 0.00% | ||
| 46 | Penn Virginia Corp | 10,800 | 47,000 | 0.00% | ||
| 47 | COBALT INTL ENERGY INC | 47,978 | 48,000 | 0.00% | PRN | |
| 48 | EXELIXIS INC | 12,700 | 48,000 | 0.00% | ||
| 49 | TearLab Corp. | 23,556 | 48,000 | 0.00% | ||
| 50 | NEUBERGER BERMAN RE ES SEC FD | 10,410 | 49,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000720672-15-000074, filed 2015.08.17).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
