| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | INTERPHASE CORP | 12,000 | 2,000 | 0.00% | ||
| 2 | LPATH INC | 13,415 | 3,000 | 0.00% | ||
| 3 | Capstone Turbine | 10,000 | 3,000 | 0.00% | ||
| 4 | * SANDRIDGE ENERGY INC COM | 18,310 | 5,000 | 0.00% | ||
| 5 | VRINGO INC | 11,600 | 6,000 | 0.00% | ||
| 6 | DISCOVERY LABORATORIES INC N | 19,000 | 6,000 | 0.00% | ||
| 7 | Ultrapetrol (Bahamas) Ltd | 13,500 | 6,000 | 0.00% | ||
| 8 | AEROPOSTALE INC N/C 8/16/17 00215Q103 | 11,000 | 7,000 | 0.00% | ||
| 9 | ENDOLOGIX INC | 10,000 | 9,000 | 0.00% | PRN | |
| 10 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 11,000 | 10,000 | 0.00% | PRN | |
| 11 | STARWOOD PPTY TR INC | 10,000 | 10,000 | 0.00% | PRN | |
| 12 | FOREST CITY ENTERPRISES INC | 10,000 | 11,000 | 0.00% | PRN | |
| 13 | Oncolytics Biotech Inc | 24,500 | 11,000 | 0.00% | ||
| 14 | AEGEAN MARINE PETE NETWORK I | 12,450 | 12,000 | 0.00% | PRN | |
| 15 | NATIONAL HEALTH INVS INC | 13,000 | 13,000 | 0.00% | PRN | |
| 16 | BROADSOFT INC | 13,000 | 13,000 | 0.00% | PRN | |
| 17 | SPIRIT RLTY CAP INC NEW | 15,000 | 14,000 | 0.00% | PRN | |
| 18 | PROSPECT CAPITAL CORPORATION | 14,981 | 15,000 | 0.00% | PRN | |
| 19 | REDWOOD TR INC | 16,000 | 16,000 | 0.00% | PRN | |
| 20 | ENDEAVOUR SILVER CORP | 10,000 | 16,000 | 0.00% | ||
| 21 | RTI INTL METALS INC SR CV NT1.625 19 | 16,000 | 17,000 | 0.00% | PRN | |
| 22 | CIVEO CORP CDA | 11,804 | 17,000 | 0.00% | ||
| 23 | INTEL CORP JR SB CONV DB 35 | 17,144 | 18,000 | 0.00% | PRN | |
| 24 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 17,000 | 18,000 | 0.00% | PRN | |
| 25 | MICRON TECHNOLOGY INC SR SB CV NT 3 43 | 21,406 | 19,000 | 0.00% | PRN | |
| 26 | HOLOGIC INC | 15,000 | 19,000 | 0.00% | PRN | |
| 27 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 18,000 | 19,000 | 0.00% | PRN | |
| 28 | CHESAPEAKE ENERGY CORP | 30,000 | 21,000 | 0.00% | PRN | |
| 29 | HOVNANIAN ENTERPRISES INC | 11,925 | 21,000 | 0.00% | ||
| 30 | CTRIP COM INTL LTD | 20,000 | 22,000 | 0.00% | PRN | |
| 31 | PACIFIC COAST OIL TR | 10,600 | 22,000 | 0.00% | ||
| 32 | TCF FINL CORP | 10,400 | 22,000 | 0.00% | ||
| 33 | PENGROWTH ENERGY CORP | 27,100 | 23,000 | 0.00% | ||
| 34 | COLONY CAP INC | 24,000 | 23,000 | 0.00% | PRN | |
| 35 | RESOURCE CAP CORP | 22,875 | 23,000 | 0.00% | PRN | |
| 36 | THOMPSON CREEK METALS CO COM | 55,164 | 24,000 | 0.00% | ||
| 37 | BIOLASE INC | 26,632 | 24,000 | 0.00% | ||
| 38 | CIENA CORP SR NT CV 17 | 25,000 | 25,000 | 0.00% | PRN | |
| 39 | TESLA INC | 26,119 | 25,000 | 0.00% | PRN | |
| 40 | WEBMD HEALTH CORP | 25,000 | 25,000 | 0.00% | PRN | |
| 41 | BLACKSTONE MTG TR INC | 26,203 | 26,000 | 0.00% | PRN | |
| 42 | California Resources Corp | 11,423 | 26,000 | 0.00% | ||
| 43 | SOLAZYME INC | 10,400 | 27,000 | 0.00% | ||
| 44 | TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 | 19,000 | 27,000 | 0.00% | PRN | |
| 45 | GTX INC | 36,900 | 28,000 | 0.00% | ||
| 46 | RYLAND GROUP INC SR NT CV 0.25 19 | 30,000 | 28,000 | 0.00% | PRN | |
| 47 | IMMUNOMEDICS INCORPORATED | 17,000 | 29,000 | 0.00% | ||
| 48 | NQ MOBILE INC | 10,170 | 34,000 | 0.00% | ||
| 49 | BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 | 26,000 | 34,000 | 0.00% | PRN | |
| 50 | Star Bulk Carriers Corp. | 16,615 | 34,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000720672-15-000080, filed 2015.11.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
