Dark
Light
System
Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q1)
Original 13F HR (0001085146-15-001062) filed in 2015.05.07
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES TR 11,422 890 0.13%
102 ISHARES TR 5,581 1,160 0.16%
103 ISHARES TR 313,336 34,915 4.90%
104 ISHARES TR 7,865 316 0.04%
105 ISHARES TR 6,827 830 0.12%
106 ISHARES TR 52,731 3,383 0.48%
107 ISHARES TR 3,169 549 0.08%
108 ISHARES TR 11,025 1,137 0.16%
109 ISHARES TR 1,739 298 0.04%
110 ISHARES TR 4,371 544 0.08%
111 ISHARES TR 820,095 65,050 9.14%
112 ISHARES TR 93,309 11,096 1.56%
113 ISHARES TR 7,550 314 0.04%
114 ISHARES TR 9,000 304 0.04%
115 ISHARES TR NEW YORK MUN ETF 2,520 283 0.04%
116 ISHARES TRUST S&P 100 ETF 13,105 1,183 0.17%
117 Ishares - Japan 26,000 326 0.05%
118 JOHNSON & JOHNSON 40,799 4,104 0.58%
119 JPMORGAN CHASE & CO 3,372 204 0.03%
120 KEYSIGHT TECHNOLOGIES INC COM 51,446 1,911 0.27%
121 KIMBERLY CLARK CORP 6,900 739 0.10%
122 LEAR CORP 22,799 2,527 0.35%
123 LEIDOS HLDGS INC 43,785 1,837 0.26%
124 LIBERTY PROP 14,200 507 0.07%
125 Lifepoint Hospitals Inc 50,806 2,151 0.30%
126 MACYS INC 8,143 529 0.07%
127 MARKET VECTORS ETF TR 4,530 255 0.04%
128 MATTSON TECHNOLOGY INC 22,938 90 0.01%
129 MCDONALDS CORP 4,233 412 0.06%
130 MERCADOLIBRE INC 2,010 246 0.03%
131 MERCK & CO INC 6,901 397 0.06%
132 MICROSOFT CORP 85,838 3,490 0.49%
133 MIRATI THERAPEUTICS INC COM 57,000 1,671 0.23%
134 NORFOLK SOUTHERN CORP 7,875 810 0.11%
135 NORTHROP GRUMMAN CORP 15,284 2,460 0.35%
136 Navidea Biopharm Inc 10,000 16 0.00%
137 Nice Systems LTD Sponsored 35,000 2,133 0.30%
138 Noranda Aluminum Holding 21,222 63 0.01%
139 OCULAR THERAPEUTIX INC 55,000 2,309 0.32%
140 ONE LIBERTY PPTYS INC COM 10,500 256 0.04%
141 ORACLE CORP 14,299 617 0.09%
142 PARAMOUNT GROUP INC COM 15,000 289 0.04%
143 PENN ENTERTAINMENT INC COM 13,254 208 0.03%
144 PEPSICO INC 4,700 449 0.06%
145 PFIZER INC 15,075 524 0.07%
146 PIEDMONT OFFICE REALTY TR INC COM CL A 51,100 951 0.13%
147 PNC FINL SVCS GROUP INC 7,183 670 0.09%
148 POWERSHARES ETF TRUST II 28,000 675 0.09%
149 POWERSHARES QQQ TRUST 653,303 68,988 9.69%
150 PPG INDS INC 7,987 1,801 0.25%
Page 3 of 5
New Holding filing (0001085146-18-000234) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 GRUPO FINANCIERO GALICIA S A 15,000 331 56.01%
2 DR REDDYS LABS LTD 5,000 260 43.99%
Restatement filing (0001085146-18-000233) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 653,303 68,988 9.58%
2 ISHARES 20 YEAR TREASURY BOND ETF 521,406 68,143 9.46%
3 ISHARES TR 820,095 65,050 9.03%
4 ISHARES RUSSELL 2000 VALUE ETF 616,372 63,615 8.83%
5 VANGUARD INDEX FDS 406,756 43,625 6.06%
6 ISHARES TR 313,336 34,915 4.85%
7 TEVA PHARMACEUTICAL INDS LTD 250,300 15,594 2.17%
8 Spdr Ser Tr Nuveen Barcl 632,861 15,391 2.14%
9 SPDR S&P 500 ETF TR 74,156 15,308 2.13%
10 SPDR SERIES TRUST 373,385 11,482 1.59%
11 APPLE INC 89,328 11,115 1.54%
12 ISHARES TR 93,309 11,096 1.54%
13 ISHARES TR 79,414 9,391 1.30%
14 SPDR SERIES TR 344,965 8,355 1.16%
15 SELECT SECTOR SPDR TR 341,041 8,222 1.14%
16 VANGUARD WORLD FD 71,095 7,573 1.05%
17 VANGUARD WORLD FD 53,975 7,315 1.02%
18 VANGUARD WORLD FDS 51,554 6,547 0.91%
19 VANGUARD WORLD FDS 50,620 6,200 0.86%
20 VANGUARD WORLD FDS 50,030 5,371 0.75%
21 FLAMEL TECHNOLOGIES SA SPONSORED ADR 245,000 4,405 0.61%
22 VANGUARD INTL EQUITY INDEX F 86,118 4,197 0.58%
23 JOHNSON & JOHNSON 40,799 4,104 0.57%
24 HUNTINGTON INGALLS INDS INC 26,670 3,738 0.52%
25 ALASKA AIR GROUP INC 54,722 3,622 0.50%
26 BT GROUP PLC 54,951 3,581 0.50%
27 EXXON MOBIL CORP 41,948 3,566 0.50%
28 MICROSOFT CORP 85,838 3,490 0.48%
29 ISHARES TR 52,731 3,383 0.47%
30 Ryanair Hldgs Plc Adr 50,020 3,340 0.46%
31 ISHARES MSCI ACWI EX US IDX FD 72,052 3,221 0.45%
32 DELUXE CORP COM 45,135 3,127 0.43%
33 HEALTH NET INC 50,782 3,072 0.43%
34 ENANTA PHARMACEUTICALS INC 100,000 3,062 0.43%
35 SPROTT PHYSICAL GOLD TRUST 306,380 2,996 0.42%
36 VANGUARD INDEX FDS 35,203 2,968 0.41%
37 ANTHEM INC 18,686 2,885 0.40%
38 CHEVRON CORP NEW 26,965 2,831 0.39%
39 SEAGATE TECHNOLOGY PLC 54,180 2,819 0.39%
40 BIODELIVERY SCIENCES INTL IN 268,000 2,814 0.39%
41 ALLSTATE CORP 39,370 2,802 0.39%
42 INTERNATIONAL BUSINESS MACHS 16,844 2,703 0.38%
43 CISCO SYS INC 95,098 2,618 0.36%
44 LEAR CORP 22,799 2,527 0.35%
45 NORTHROP GRUMMAN CORP 15,284 2,460 0.34%
46 Tekmira Pharmaceuticals Corp. 139,000 2,427 0.34%
47 ISHARES TR 56,745 2,374 0.33%
48 AUTOZONE INC 3,476 2,371 0.33%
49 FLEX LTD 187,027 2,371 0.33%
50 VERIZON COMMUNICATIONS INC 48,740 2,370 0.33%
Page 1 of 5