Dark
Light
System
Security
ISHARES TR NEW YORK MUN ETF
ISHARES TR NEW YORK MUN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 34 Institutional holders with a total value of $40,986,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 86,972 9,762,000 23.82%
2 MORGAN STANLEY 73,386 8,237,000 20.10%
3 ARROW FINANCIAL CORP 36,711 4,120,000 10.05%
4 UBS Group AG 25,459 2,858,000 6.97%
5 Bouchey Financial Group Ltd 19,466 2,185,000 5.33%
6 WELLS FARGO & COMPANY/MN 18,600 2,088,000 5.09%
7 AllSquare Wealth Management LLC 13,391 1,503,000 3.67%
8 ALESCO ADVISORS LLC 13,360 1,500,000 3.66%
9 Betterment LLC 12,496 1,403,000 3.42%
10 Private Advisor Group, LLC 9,011 1,011,000 2.47%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,239 925,000 2.26%
12 GOLDMAN SACHS GROUP INC 6,823 766,000 1.87%
13 BlackRock Investment Management, LLC 4,619 518,000 1.26%
14 AMERIPRISE FINANCIAL INC 4,553 511,000 1.25%
15 Laidlaw Group, LLC 4,450 500,000 1.22%
16 Commonwealth Equity Services, Inc 3,470 389,000 0.95%
17 LPL Financial LLC 3,206 359,000 0.88%
18 BAILARD, INC. 2,520 283,000 0.69%
19 1st Global Advisors, Inc. 2,306 259,000 0.63%
20 MSI Financial Services Inc 2,221 249,000 0.61%
21 ENVESTNET ASSET MANAGEMENT INC 2,097 235,000 0.57%
22 Berkshire Money Management, Inc. 1,950 219,000 0.53%
23 Chicago Partners Investment Group LLC 1,531 171,000 0.42%
24 WEALTHCARE CAPITAL MANAGEMENT LLC 1,520 171,000 0.42%
25 Tortoise Investment Management, LLC 1,500 168,000 0.41%
26 ROYAL BANK OF CANADA 930 104,000 0.25%
27 BARCLAYS PLC 920 103,000 0.25%
28 CITIGROUP INC 849 95,000 0.23%
29 ROCKEFELLER FINANCIAL SERVICES INC 777 87,000 0.21%
30 Focused Wealth Management, Inc 557 63,000 0.15%
31 HOWE & RUSLING INC 550 62,000 0.15%
32 Joel Isaacson & Co., LLC 400 45,000 0.11%
33 GUPTA WEALTH MANAGEMENT LLC 330 37,000 0.09%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.