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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
151 CAPITAL ONE FINL CORP 17,072 1,226 0.11%
152 3M CO 6,848 1,207 0.11%
153 GENERAL ELECTRIC CO 39,753 1,177 0.11%
154 GUIDEWIRE SOFTWARE INC 18,749 1,125 0.10%
155 HUMANA INC 6,330 1,120 0.10%
156 SSGA ACTIVE ETF TR 23,495 1,111 0.10%
157 DISH NETWORK A 19,588 1,073 0.10%
158 SPDR SER TR 12,711 1,072 0.10%
159 AMERICAN EXPRESS CO 16,693 1,069 0.10%
160 AGENUS INC 148,000 1,063 0.10%
161 BRISTOL MYERS SQUIBB CO 19,588 1,056 0.10%
162 SCHWAB INTERNATIONAL EQUITY ETF 36,417 1,048 0.10%
163 OHR PHARMACEUTICAL INC 365,000 1,033 0.09%
164 STEMLINE THERAPEUTICS INC 94,785 1,027 0.09%
165 IMMUNOMEDICS INCORPORATED 315,000 1,024 0.09%
166 ISHARES TR 11,841 1,015 0.09%
167 ISHARES TR 8,102 1,006 0.09%
168 TAIWAN SEMICONDUCTOR MFG LTD 31,500 964 0.09%
169 BERKSHIRE HATHAWAY INC DEL 6,585 951 0.09%
170 ISHARES TR 11,535 937 0.09%
171 TRAVELERS COMPANIES INC 7,826 896 0.08%
172 NORTHWEST NAT GAS CO 14,634 880 0.08%
173 SCHWAB U.S. REIT ETF 20,340 868 0.08%
174 MCDONALDS CORP 7,375 851 0.08%
175 PEPSICO INC 7,701 838 0.08%
176 JOHNSON CTLS INTL PLC 17,888 832 0.08%
177 PFIZER INC 23,565 798 0.07%
178 AT&T INC 19,496 792 0.07%
179 FIDELITY 39,815 790 0.07%
180 NIKE INC 14,847 782 0.07%
181 WATERS CORP 4,751 753 0.07%
182 INGERSOLL-RAND PLC 10,925 742 0.07%
183 ARBUTUS BIOPHARMA CORP 215,000 740 0.07%
184 FORTIVE CORP 14,225 724 0.07%
185 NETEASE INC 3,000 722 0.07%
186 UNITED TECHNOLOGIES CORP 7,046 716 0.07%
187 ABBOTT LABS 16,584 701 0.06%
188 FMC TECHNOLOGIES INC 23,544 699 0.06%
189 BANCOLOMBIA S A 17,854 697 0.06%
190 PROLOGIS INC 12,981 695 0.06%
191 ISHARES TR NEW YORK MUN ETF 6,075 693 0.06%
192 EASTGROUP PPTYS INC COM 9,360 689 0.06%
193 HONEYWELL INTL INC 5,837 681 0.06%
194 VANGUARD INDEX FDS 6,300 625 0.06%
195 RAYONIER INC 22,837 606 0.06%
196 SPDR S&P 500 FOSSIL FUEL RESER 11,535 601 0.05%
197 COCA COLA CO 13,869 587 0.05%
198 LABORATORY CORP AMER HLDGS 4,240 583 0.05%
199 SELECT SECTOR SPDR TR 7,902 570 0.05%
200 CREDICORP LTD 3,557 541 0.05%
Page 4 of 7
New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 548 60.15%
2 BANCO BRADESCO S A 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 509,230 60,456 5.58%
2 ISHARES TR 1,541,944 58,104 5.37%
3 ISHARES RUSSELL 2000 VALUE ETF 524,997 54,993 5.08%
4 SPDR GOLD TR 437,116 54,918 5.07%
5 VANGUARD INDEX FDS 457,132 50,892 4.70%
6 ISHARES TR 413,702 46,508 4.30%
7 SPDR SER TR 500,658 24,457 2.26%
8 APPLE INC 181,502 20,519 1.89%
9 SPDR SER TR 359,078 17,983 1.66%
10 ISHARES TR 136,537 16,479 1.52%
11 ISHARES TR 128,813 16,077 1.48%
12 MICROSOFT CORP 265,492 15,292 1.41%
13 SPDR S&P 500 ETF TR 69,607 15,056 1.39%
14 ISHARES TR 118,231 13,341 1.23%
15 JOHNSON & JOHNSON 95,794 11,316 1.05%
16 VANGUARD WORLD FD 88,968 10,709 0.99%
17 ISHARES TR 67,069 10,376 0.96%
18 FACEBOOK INC 78,996 10,133 0.94%
19 ALPHABET INC 12,346 9,927 0.92%
20 VANGUARD INTL EQUITY INDEX F 211,797 9,622 0.89%
21 ISHARES TR 51,810 9,031 0.83%
22 ACCENTURE PLC IRELAND 69,553 8,497 0.78%
23 JPMORGAN CHASE & CO 126,710 8,438 0.78%
24 VANGUARD INDEX FDS 96,559 8,376 0.77%
25 ISHARES TR 38,216 8,314 0.77%
26 VANGUARD SCOTTSDALE FDS 99,374 8,005 0.74%
27 VANGUARD INTL EQUITY INDEX F 205,510 7,733 0.71%
28 HOME DEPOT INC 59,684 7,680 0.71%
29 VANGUARD WORLD FDS 55,865 7,647 0.71%
30 VANGUARD WORLD FD 55,734 7,407 0.68%
31 VANGUARD TAX-MANAGED FDS 196,652 7,357 0.68%
32 CISCO SYS INC 231,621 7,347 0.68%
33 VANGUARD WORLD FDS 55,529 6,982 0.64%
34 INTEL CORP 181,053 6,835 0.63%
35 SELECT SECTOR SPDR TR 351,623 6,786 0.63%
36 VISA INC 79,353 6,563 0.61%
37 UNITED PARCEL SERVICE INC 57,831 6,324 0.58%
38 DISCOVER FINL SVCS 106,627 6,030 0.56%
39 VANGUARD WORLD FDS 53,417 5,924 0.55%
40 PNC FINL SVCS GROUP INC 65,498 5,901 0.54%
41 GENERAL MLS INC 90,522 5,783 0.53%
42 ALPHABET INC 7,341 5,706 0.53%
43 MEDTRONIC PLC 65,971 5,700 0.53%
44 KIMBERLY CLARK CORP 43,019 5,426 0.50%
45 EXXON MOBIL CORP 61,602 5,377 0.50%
46 NXP SEMICONDUCTORS N V 52,657 5,372 0.50%
47 COSTCO WHSL CORP NEW 34,826 5,311 0.49%
48 DISNEY WALT CO 57,113 5,304 0.49%
49 TJX COS INC NEW 69,401 5,190 0.48%
50 BLACKROCK INC 14,313 5,188 0.48%
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