Dark
Light
System
Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
151 CAPITAL ONE FINL CORP 17,072 1,226 0.11%
152 3M CO 6,848 1,207 0.11%
153 GENERAL ELECTRIC CO 39,753 1,177 0.11%
154 GUIDEWIRE SOFTWARE INC 18,749 1,125 0.10%
155 HUMANA INC 6,330 1,120 0.10%
156 SSGA ACTIVE ETF TR 23,495 1,111 0.10%
157 DISH NETWORK A 19,588 1,073 0.10%
158 SPDR SER TR 12,711 1,072 0.10%
159 AMERICAN EXPRESS CO 16,693 1,069 0.10%
160 AGENUS INC 148,000 1,063 0.10%
161 BRISTOL MYERS SQUIBB CO 19,588 1,056 0.10%
162 SCHWAB INTERNATIONAL EQUITY ETF 36,417 1,048 0.10%
163 OHR PHARMACEUTICAL INC 365,000 1,033 0.09%
164 STEMLINE THERAPEUTICS INC 94,785 1,027 0.09%
165 IMMUNOMEDICS INCORPORATED 315,000 1,024 0.09%
166 ISHARES TR 11,841 1,015 0.09%
167 ISHARES TR 8,102 1,006 0.09%
168 TAIWAN SEMICONDUCTOR MFG LTD 31,500 964 0.09%
169 BERKSHIRE HATHAWAY INC DEL 6,585 951 0.09%
170 ISHARES TR 11,535 937 0.09%
171 TRAVELERS COMPANIES INC 7,826 896 0.08%
172 NORTHWEST NAT GAS CO 14,634 880 0.08%
173 SCHWAB U.S. REIT ETF 20,340 868 0.08%
174 MCDONALDS CORP 7,375 851 0.08%
175 PEPSICO INC 7,701 838 0.08%
176 JOHNSON CTLS INTL PLC 17,888 832 0.08%
177 PFIZER INC 23,565 798 0.07%
178 AT&T INC 19,496 792 0.07%
179 FIDELITY 39,815 790 0.07%
180 NIKE INC 14,847 782 0.07%
181 WATERS CORP 4,751 753 0.07%
182 INGERSOLL-RAND PLC 10,925 742 0.07%
183 ARBUTUS BIOPHARMA CORP 215,000 740 0.07%
184 FORTIVE CORP 14,225 724 0.07%
185 NETEASE INC 3,000 722 0.07%
186 UNITED TECHNOLOGIES CORP 7,046 716 0.07%
187 ABBOTT LABS 16,584 701 0.06%
188 FMC TECHNOLOGIES INC 23,544 699 0.06%
189 BANCOLOMBIA S A 17,854 697 0.06%
190 PROLOGIS INC 12,981 695 0.06%
191 ISHARES TR NEW YORK MUN ETF 6,075 693 0.06%
192 EASTGROUP PPTYS INC COM 9,360 689 0.06%
193 HONEYWELL INTL INC 5,837 681 0.06%
194 VANGUARD INDEX FDS 6,300 625 0.06%
195 RAYONIER INC 22,837 606 0.06%
196 SPDR S&P 500 FOSSIL FUEL RESER 11,535 601 0.05%
197 COCA COLA CO 13,869 587 0.05%
198 LABORATORY CORP AMER HLDGS 4,240 583 0.05%
199 SELECT SECTOR SPDR TR 7,902 570 0.05%
200 CREDICORP LTD 3,557 541 0.05%
Page 4 of 7
New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 548 60.15%
2 BANCO BRADESCO S A 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
151 3M CO 6,848 1,207 0.11%
152 GENERAL ELECTRIC CO 39,753 1,177 0.11%
153 GUIDEWIRE SOFTWARE INC 18,749 1,125 0.10%
154 HUMANA INC 6,330 1,120 0.10%
155 SSGA ACTIVE ETF TR 23,495 1,111 0.10%
156 DISH NETWORK A 19,588 1,073 0.10%
157 SPDR SER TR 12,711 1,072 0.10%
158 AMERICAN EXPRESS CO 16,693 1,069 0.10%
159 AGENUS INC 148,000 1,063 0.10%
160 BRISTOL MYERS SQUIBB CO 19,588 1,056 0.10%
161 SCHWAB INTERNATIONAL EQUITY ETF 36,417 1,048 0.10%
162 OHR PHARMACEUTICAL INC 365,000 1,033 0.10%
163 STEMLINE THERAPEUTICS INC 94,785 1,027 0.09%
164 IMMUNOMEDICS INCORPORATED 315,000 1,024 0.09%
165 ISHARES TR 11,841 1,015 0.09%
166 ISHARES TR 8,102 1,006 0.09%
167 COMPANIA DE MINAS BUENAVENTU 70,200 972 0.09%
168 BERKSHIRE HATHAWAY INC DEL 6,585 951 0.09%
169 ISHARES TR 11,535 937 0.09%
170 TRAVELERS COMPANIES INC 7,826 896 0.08%
171 NORTHWEST NAT GAS CO 14,634 880 0.08%
172 INFOSYS LTD 55,684 879 0.08%
173 SCHWAB U.S. REIT ETF 20,340 868 0.08%
174 MCDONALDS CORP 7,375 851 0.08%
175 PEPSICO INC 7,701 838 0.08%
176 JOHNSON CTLS INTL PLC 17,888 832 0.08%
177 PFIZER INC 23,565 798 0.07%
178 AT&T INC 19,496 792 0.07%
179 FIDELITY 39,815 790 0.07%
180 NIKE INC 14,847 782 0.07%
181 WATERS CORP 4,751 753 0.07%
182 INGERSOLL-RAND PLC 10,925 742 0.07%
183 ARBUTUS BIOPHARMA CORP 215,000 740 0.07%
184 FORTIVE CORP 14,225 724 0.07%
185 UNITED TECHNOLOGIES CORP 7,046 716 0.07%
186 ABBOTT LABS 16,584 701 0.06%
187 FMC TECHNOLOGIES INC 23,544 699 0.06%
188 BANCOLOMBIA S A 17,854 697 0.06%
189 PROLOGIS INC 12,981 695 0.06%
190 ISHARES TR NEW YORK MUN ETF 6,075 693 0.06%
191 EASTGROUP PPTYS INC COM 9,360 689 0.06%
192 HONEYWELL INTL INC 5,837 681 0.06%
193 VANGUARD INDEX FDS 6,300 625 0.06%
194 ISHARES TR 18,300 608 0.06%
195 RAYONIER INC 22,837 606 0.06%
196 SPDR S&P 500 FOSSIL FUEL RESER 11,535 601 0.06%
197 COCA COLA CO 13,869 587 0.05%
198 LABORATORY CORP AMER HLDGS 4,240 583 0.05%
199 SELECT SECTOR SPDR TR 7,902 570 0.05%
200 GOLD FIELDS LTD NEW 115,600 561 0.05%
Page 4 of 7