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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
151 CAPITAL ONE FINL CORP 17,072 1,226 0.11%
152 3M CO 6,848 1,207 0.11%
153 GENERAL ELECTRIC CO 39,753 1,177 0.11%
154 GUIDEWIRE SOFTWARE INC 18,749 1,125 0.10%
155 HUMANA INC 6,330 1,120 0.10%
156 SSGA ACTIVE ETF TR 23,495 1,111 0.10%
157 DISH NETWORK A 19,588 1,073 0.10%
158 SPDR SER TR 12,711 1,072 0.10%
159 AMERICAN EXPRESS CO 16,693 1,069 0.10%
160 AGENUS INC 148,000 1,063 0.10%
161 BRISTOL MYERS SQUIBB CO 19,588 1,056 0.10%
162 SCHWAB INTERNATIONAL EQUITY ETF 36,417 1,048 0.10%
163 OHR PHARMACEUTICAL INC 365,000 1,033 0.09%
164 STEMLINE THERAPEUTICS INC 94,785 1,027 0.09%
165 IMMUNOMEDICS INCORPORATED 315,000 1,024 0.09%
166 ISHARES TR 11,841 1,015 0.09%
167 ISHARES TR 8,102 1,006 0.09%
168 TAIWAN SEMICONDUCTOR MFG LTD 31,500 964 0.09%
169 BERKSHIRE HATHAWAY INC DEL 6,585 951 0.09%
170 ISHARES TR 11,535 937 0.09%
171 TRAVELERS COMPANIES INC 7,826 896 0.08%
172 NORTHWEST NAT GAS CO 14,634 880 0.08%
173 SCHWAB U.S. REIT ETF 20,340 868 0.08%
174 MCDONALDS CORP 7,375 851 0.08%
175 PEPSICO INC 7,701 838 0.08%
176 JOHNSON CTLS INTL PLC 17,888 832 0.08%
177 PFIZER INC 23,565 798 0.07%
178 AT&T INC 19,496 792 0.07%
179 FIDELITY 39,815 790 0.07%
180 NIKE INC 14,847 782 0.07%
181 WATERS CORP 4,751 753 0.07%
182 INGERSOLL-RAND PLC 10,925 742 0.07%
183 ARBUTUS BIOPHARMA CORP 215,000 740 0.07%
184 FORTIVE CORP 14,225 724 0.07%
185 NETEASE INC 3,000 722 0.07%
186 UNITED TECHNOLOGIES CORP 7,046 716 0.07%
187 ABBOTT LABS 16,584 701 0.06%
188 FMC TECHNOLOGIES INC 23,544 699 0.06%
189 BANCOLOMBIA S A 17,854 697 0.06%
190 PROLOGIS INC 12,981 695 0.06%
191 ISHARES TR NEW YORK MUN ETF 6,075 693 0.06%
192 EASTGROUP PPTYS INC COM 9,360 689 0.06%
193 HONEYWELL INTL INC 5,837 681 0.06%
194 VANGUARD INDEX FDS 6,300 625 0.06%
195 RAYONIER INC 22,837 606 0.06%
196 SPDR S&P 500 FOSSIL FUEL RESER 11,535 601 0.05%
197 COCA COLA CO 13,869 587 0.05%
198 LABORATORY CORP AMER HLDGS 4,240 583 0.05%
199 SELECT SECTOR SPDR TR 7,902 570 0.05%
200 CREDICORP LTD 3,557 541 0.05%
Page 4 of 7
New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 548 60.15%
2 BANCO BRADESCO S A 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BERKSHIRE HATHAWAY INC DEL 1 216 0.02%
2 ISHARES TR 842 244 0.02%
3 LOCKHEED MARTIN CORP 1,032 247 0.02%
4 BARD C R INC 1,155 259 0.02%
5 MCKESSON CORP 1,265 211 0.02%
6 SIMON PPTY GROUP INC NEW 1,433 297 0.03%
7 AMAZON COM INC 1,546 1,294 0.12%
8 AIR PRODS & CHEMS INC 1,563 235 0.02%
9 PUBLIC STORAGE 1,581 353 0.03%
10 BOEING CO 1,640 216 0.02%
11 BECTON DICKINSON & CO 1,789 322 0.03%
12 AUTOZONE INC 2,097 1,611 0.15%
13 ESSEX PPTY TR INC 2,139 476 0.04%
14 CELGENE CORP 2,223 232 0.02%
15 ADOBE INC 2,228 242 0.02%
16 ISHARES TR 2,256 394 0.04%
17 BOSTON PROPERTIES INC 2,375 324 0.03%
18 AMERICAN NATL INS CO COM 2,400 293 0.03%
19 CROWN CASTLE INTL CORP NEW 2,449 231 0.02%
20 ELECTRONIC ARTS INC 2,483 212 0.02%
21 ALEX REAL ESTATE EQ 2,660 289 0.03%
22 ECOLAB INC 2,664 324 0.03%
23 NEXTERA ENERGY INC 2,865 350 0.03%
24 VANGUARD SPECIALIZED FUNDS 2,880 242 0.02%
25 SL GREEN RLTY CORP 2,898 313 0.03%
26 ISHARES 20 YEAR TREASURY BOND ETF 2,910 400 0.04%
27 MID AMER APT CMNTYS INC 3,000 282 0.03%
28 ISHARES TR 3,000 242 0.02%
29 EDISON INTL 3,017 218 0.02%
30 QUALCOMM INC 3,318 227 0.02%
31 DUKE ENERGY CORP NEW 3,446 276 0.03%
32 FEDERAL REALTY INVS 3,475 535 0.05%
33 DIGITAL RLTY TR INC 3,485 338 0.03%
34 EPR PPTYS 3,718 293 0.03%
35 CATERPILLAR INC 3,852 342 0.03%
36 CONSOLIDATED EDISON INC 3,874 292 0.03%
37 SAP SE 3,936 360 0.03%
38 ISHARES TR 4,000 209 0.02%
39 VANGUARD INTL EQUITY INDEX F 4,008 225 0.02%
40 PHILIP MORRIS INTL INC 4,024 391 0.04%
41 NORFOLK SOUTHERN CORP 4,038 392 0.04%
42 ISHARES INC 4,075 300 0.03%
43 EQUITY RESIDENTIAL 4,110 264 0.02%
44 SELECT SECTOR SPDR TR 4,130 292 0.03%
45 SELECT SECTOR SPDR TR 4,215 337 0.03%
46 LABORATORY CORP AMER HLDGS 4,240 583 0.05%
47 ALTRIA GROUP INC 4,290 271 0.03%
48 AMERICAN ELEC PWR INC 4,305 276 0.03%
49 TEXAS INSTRS INC 4,308 302 0.03%
50 VANGUARD SCOTTSDALE FDS 4,349 395 0.04%
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